RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J•••• M•••••• S••••••
- Title
- LEAD FINANCIAL ADVISORreportedredoak1978.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- R•• O•• F•••••••• G•••• independent RIA currentsince Mar 14, 2025 · Towson, Md
- L•• E••••••••• L•• BD affiliatedNov 14, 2024 to Mar 3, 2025 · Forest Hill, Md
- P•••• S••••••••• L•• no RAUMNov 3, 2022 to Nov 14, 2024 · Forest Hill, Md
- O•••• F•• I••• formerJul 7, 2017 to Aug 11, 2017 · Hunt Valley, Md
- F••••• I••••••••• independent RIAApr 26, 2017 to May 24, 2017 · Belair, Md
- R•• O•• F•••••••• G•••• independent RIAApr 12, 2013 to Oct 13, 2015 · Towson, Md
- L•• F•••••••• L•• BD affiliatedNov 2, 2005 to May 2, 2013 · Towson, Md
- O•••• F•• I••• formerJan 1, 1999 to Nov 9, 2005 · Lutherville, Md
- L•• E••••••••• L•• to R•• O•• F•••••••• G••••left Mar 3, 2025, registered Mar 14, 2025 (11 days) · Other
- P•••• S••••••••• L•• to L•• E••••••••• L••left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
- O•••• F•• I••• to P•••• S••••••••• L••left Aug 11, 2017, registered Nov 3, 2022 (1910 days) · Other
- F••••• I••••••••• to O•••• F•• I•••left May 24, 2017, registered Jul 7, 2017 (44 days) · Other
- R•• O•• F•••••••• G•••• to F••••• I•••••••••left Oct 13, 2015, registered Apr 26, 2017 (561 days) · Other
- L•• F•••••••• L•• to R•• O•• F•••••••• G••••left May 2, 2013, registered Apr 12, 2013 (-20 days) · Other
- O•••• F•• I••• to L•• F•••••••• L••left Nov 9, 2005, registered Nov 2, 2005 (-7 days) · Other
- J•••• M•••••• S•••••• left L•• E••••••••• L•• for R•• O•• F•••••••• G•••• (registered 2025-03-14)Mar 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address