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RIA Intelligence
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Registered advisor
R•••••• P•••••• H••••••
Feed of 09/15/2026
Also filed as R•••••• H••••••
At current firm
5 y
since Jul 21, 2021
In the industry
27 y
since Feb 5, 1999 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
19
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jul 21, 2021 · Davenport, Ia
- W•••••• • R••• formerJan 17, 2008 to Jul 21, 2021 · Davenport, Ia
- C•••• I••••••••• S••••••• C•••• formerMay 4, 2007 to Jan 8, 2008 · Baton Rouge, La
- L•• F•••••••• L•• BD affiliatedMay 27, 2004 to May 10, 2005 · Lees Summit, Mo
- E••••• J•••• national BDNov 10, 1999 to May 19, 2004 · Lee'S Summit, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••••• • R••• to L•• F•••••••• L••left Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- C•••• I••••••••• S••••••• C•••• to W•••••• • R•••left Jan 8, 2008, registered Jan 17, 2008 (9 days) · Other
- L•• F•••••••• L•• to C•••• I••••••••• S••••••• C••••left May 10, 2005, registered May 4, 2007 (724 days) · Other
- E••••• J•••• to L•• F•••••••• L••left May 19, 2004, registered May 27, 2004 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address