RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••• S•••••
- V••••••• A•••••••• I••• BD affiliated currentsince Feb 5, 2026 · Scottsdale, Az
- F•••• independent RIAJan 20, 2022 to Nov 14, 2025 · Phoenix, Az
- N••••••••• M••••• I••••••••• S••••••••• no RAUMAug 1, 2013 to Sep 14, 2016 · Minnetonka, Mn
- F•••• to V••••••• A•••••••• I•••left Nov 14, 2025, registered Feb 5, 2026 (83 days) · RIA to affiliated broker-dealer or bank
- N••••••••• M••••• I••••••••• S••••••••• to F••••left Sep 14, 2016, registered Jan 20, 2022 (1954 days) · Other
- J•••• J••• S••••• left Facet for V••••••• A•••••••• I••• (registered 2026-02-05)Nov 14, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address