RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• A••••• M•••••••
- A•• A••••••• L•• state registered currentsince Aug 6, 2026 · Puyallup, Wa
- T•• A•••••••• I••• BD affiliatedApr 7, 2022 to Mar 8, 2023 · Summit, Nj
- T•• A•••••••• I••• to A•• A••••••• L••left Mar 8, 2023, registered Aug 6, 2026 (1247 days) · Affiliated broker-dealer or bank to a state-registered adviser
- L•••• A••••• M••••••• left T•• A•••••••• I••• for A•• A••••••• L•• (registered 2026-08-06)Mar 8, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address