DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kelly Ann Connelly
Feed of 09/15/2026
Also filed as Kelly Ann Moreira
At current firm
8 y
since Jun 27, 2018
In the industry
28 y
since Nov 5, 1997 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Good Life Advisors, LLC independent RIA currentsince Jun 27, 2018 · Celebration, Fl
- Ameriprise Financial Services, LLC national BDAug 17, 2015 to Jun 6, 2018 · Tampa, Fl
- Jhs Capital Advisors, LLC formerFeb 19, 2013 to Aug 17, 2015 · Sebring, Fl
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 9, 2007 to Jan 23, 2013 · Sebring, Fl
- A. G. Edwards & Sons, Inc. unclassifiedApr 16, 2002 to Oct 11, 2007 · Sebring, Fl
Moves
a registration end followed by a registration begin elsewhere
- Ameriprise Financial Services, LLC to Good Life Advisors, LLCleft Jun 6, 2018, registered Jun 27, 2018 (21 days) · Affiliated broker-dealer or bank to independent RIA
- Jhs Capital Advisors, LLC to Ameriprise Financial Services, LLCleft Aug 17, 2015, registered Aug 17, 2015 (0 days) · Other · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Jhs Capital Advisors, LLCleft Jan 23, 2013, registered Feb 19, 2013 (27 days) · Other
- A. G. Edwards & Sons, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 11, 2007, registered Oct 9, 2007 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address