DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Anthony John Khoury

Cetera Investment Advisers LLCBD affiliatedBoardman, Oh dual registrantIAPD 2916900

Feed of 09/15/2026

At current firm

1 y

since Jun 20, 2025

In the industry

28 y

since Apr 22, 1998 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Cetera Investment Advisers LLC BD affiliated current
since Jun 20, 2025 · Poland, Oh
Esi Financial Advisors independent RIA
Aug 17, 2022 to Jun 23, 2025 · White Plains, Ny
Pruco Securities, LLC no RAUM
Oct 22, 2014 to Aug 29, 2022 · Wexford, Pa
MML Investors Services, LLC BD affiliated
Sep 17, 2012 to Sep 15, 2014 · Boardman, Oh
Nationwide Securities, LLC no RAUM
Aug 1, 2008 to Dec 31, 2009 · Boardman, Oh
1717 Capital Management Company unclassified
Jan 11, 2007 to Aug 1, 2008 · Boardman, Oh
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Dec 17, 2004 to Oct 24, 2006 · Charlotte, Nc
Equitable Advisors, LLC national BD
Feb 26, 2004 to May 13, 2004 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

Esi Financial Advisors to Cetera Investment Advisers LLC
left Jun 23, 2025, registered Jun 20, 2025 (-3 days) · RIA to affiliated broker-dealer or bank
Pruco Securities, LLC to Esi Financial Advisors
left Aug 29, 2022, registered Aug 17, 2022 (-12 days) · Affiliated broker-dealer or bank to another
MML Investors Services, LLC to Pruco Securities, LLC
left Sep 15, 2014, registered Oct 22, 2014 (37 days) · Other
Nationwide Securities, LLC to MML Investors Services, LLC
left Dec 31, 2009, registered Sep 17, 2012 (991 days) · Other
1717 Capital Management Company to Nationwide Securities, LLC
left Aug 1, 2008, registered Aug 1, 2008 (0 days) · corporate re-registration, not a move
Merrill Lynch, Pierce, Fenner & Smith Incorporated to 1717 Capital Management Company
left Oct 24, 2006, registered Jan 11, 2007 (79 days) · Other
Equitable Advisors, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left May 13, 2004, registered Dec 17, 2004 (218 days) · Affiliated broker-dealer or bank to wirehouse

Signals

Anthony John Khoury left Esi Financial Advisors for Cetera Investment Advisers Llc (registered 2025-06-20)
Jun 23, 2025 · Advisor changed firm · fact
Anthony John Khoury left Pruco Securities, Llc for Esi Financial Advisors (registered 2022-08-17)
Aug 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address