RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••••• C•••••• B•••
- R••••••• W••••• M••••••••• independent RIA currentsince Apr 15, 2025 · Chesterfield, Va
- A•••••••• C•••••• M••••••••• independent RIAAug 1, 2018 to Sep 19, 2019 · Richmond, Va
- T••••• B••• unclassifiedJan 4, 2016 to Jul 27, 2018 · Chesterfield, Va
- G••••• F•••••••• P•••••• C••••••• I••• formerSep 19, 2012 to Dec 23, 2015 · Chester, Va
- A•••••••• C•••••• M••••••••• to R••••••• W••••• M•••••••••left Sep 19, 2019, registered Apr 15, 2025 (2035 days) · RIA to RIA
- T••••• B••• to A•••••••• C•••••• M•••••••••left Jul 27, 2018, registered Aug 1, 2018 (5 days) · Other
- G••••• F•••••••• P•••••• C••••••• I••• to T••••• B•••left Dec 23, 2015, registered Jan 4, 2016 (12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address