DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kalen Dobbins Baxter
Certified Financial Planner
Feed of 09/14/2026
At current firm
14 y
since May 18, 2012
In the industry
28 y
since Nov 6, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Private Advisor Group, LLC BD affiliated currentsince May 18, 2012 · Towson, Md
- Founders Financial Securities, LLC independent RIAOct 10, 2006 to May 18, 2012 · Towson, Md
- Transamerica Financial Advisors, LLC BD affiliatedFeb 7, 2006 to Oct 13, 2006 · Towson, Md
- New England Securities Corporation formerApr 12, 2000 to Feb 27, 2003 · Towson, Md
Moves
a registration end followed by a registration begin elsewhere
- Founders Financial Securities, LLC to Private Advisor Group, LLCleft May 18, 2012, registered May 18, 2012 (0 days) · Other
- Transamerica Financial Advisors, LLC to Founders Financial Securities, LLCleft Oct 13, 2006, registered Oct 10, 2006 (-3 days) · Other
- New England Securities Corporation to Transamerica Financial Advisors, LLCleft Feb 27, 2003, registered Feb 7, 2006 (1076 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address