RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A• C•••••••••
- S•••••••• S••••••••• BD affiliated currentsince Aug 30, 2022 · Boston, Ma
- C••••••• S••••••••• I••• BD affiliatedJan 9, 2017 to Apr 12, 2022 · Canton, Ma
- S•••••••• S••••••••• BD affiliatedSep 12, 2012 to Oct 3, 2016 · Dorchester, Ma
- C••••••• S••••••••• I••• BD affiliatedAug 19, 2005 to Aug 31, 2012 · Canton, Ma
- C••••••• S••••••••• I••• to S•••••••• S•••••••••left Apr 12, 2022, registered Aug 30, 2022 (140 days) · Affiliated broker-dealer or bank to another
- S•••••••• S••••••••• to C••••••• S••••••••• I•••left Oct 3, 2016, registered Jan 9, 2017 (98 days) · Other
- C••••••• S••••••••• I••• to S•••••••• S•••••••••left Aug 31, 2012, registered Sep 12, 2012 (12 days) · Other
- S•••• A• C••••••••• left C••••••• S••••••••• I••• for S•••••••• S••••••••• (registered 2022-08-30)Apr 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address