DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Neil Mccarthy Egleston
Feed of 09/14/2026
Also filed as Neil Egleston
At current firm
1 y
since Oct 11, 2024
In the industry
29 y
since Jul 30, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Oct 11, 2024 · Denver, Co
- American Portfolios Advisors, Inc formerNov 8, 2018 to Oct 11, 2024 · Holbrook, Ny
- Northeast Asset Management LLC formerMar 4, 2011 to Nov 9, 2018 · Miami, Fl
- Osaic Fa, Inc. formerJan 10, 2006 to Aug 20, 2009 · Valley Stream, Ny
- Hornor, Townsend & Kent, LLC independent RIADec 10, 2004 to Dec 21, 2005 · Uniondale, Ny
- Equitable Advisors, LLC national BDJul 30, 2002 to Dec 8, 2004 · Lake Success, Ny
Moves
a registration end followed by a registration begin elsewhere
- American Portfolios Advisors, Inc to Osaic Wealth, Inc.left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
- Northeast Asset Management LLC to American Portfolios Advisors, Incleft Nov 9, 2018, registered Nov 8, 2018 (-1 days) · RIA to RIA
- Osaic Fa, Inc. to Northeast Asset Management LLCleft Aug 20, 2009, registered Mar 4, 2011 (561 days) · Other
- Hornor, Townsend & Kent, LLC to Osaic Fa, Inc.left Dec 21, 2005, registered Jan 10, 2006 (20 days) · Other
- Equitable Advisors, LLC to Hornor, Townsend & Kent, LLCleft Dec 8, 2004, registered Dec 10, 2004 (2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address