C•••• K•••••• S•••••••

• W•••• F•••• A••••••• wirehouse current
  since Jul 25, 2022 · Hunt Valley, Md
• U•• F•••••••• S••••••• I••• wirehouse
  Mar 10, 2014 to Jun 8, 2022 · Hunt Valley, Md
• F•••••• B•••• W••••• L•• unclassified
  May 10, 2005 to Jun 18, 2008 · Towson, Md
• L••• M•••• W••• W•••••• I••••••••• unclassified
  Jul 9, 2001 to Feb 8, 2005 · Baltimore, Md

• U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••
  left Jun 8, 2022, registered Jul 25, 2022 (47 days) · Wirehouse to wirehouse
• F•••••• B•••• W••••• L•• to U•• F•••••••• S••••••• I•••
  left Jun 18, 2008, registered Mar 10, 2014 (2091 days) · Other
• L••• M•••• W••• W•••••• I••••••••• to F•••••• B•••• W••••• L••
  left Feb 8, 2005, registered May 10, 2005 (91 days) · Other

• C•••• K•••••• S••••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2022-07-25)
  Jun 8, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address