C•••••• V••••• N••••

• R•••••• J•••• • A••••••••• I••• national BD current
  since Feb 16, 2022 · Sumter, Sc
• T••••• A••••••• S•••••••• I••• BD affiliated
  Feb 17, 2021 to Feb 16, 2022 · Atlanta, Ga
• B••• S••••••••• L•• former
  Jul 29, 2014 to Feb 17, 2021 · Sumter, Sc
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Mar 2, 2001 to Jul 28, 2014 · Sumter, Sc

• T••••• A••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••
  left Feb 16, 2022, registered Feb 16, 2022 (0 days) · Affiliated broker-dealer or bank to another
• B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••
  left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• S••••••••• L••
  left Jul 28, 2014, registered Jul 29, 2014 (1 days) · Other

• ••• Locked
  Feb 16, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

National broker-dealer RIAderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address