RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• G••••• W•••••••
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jun 13, 2025 · Lancaster, Pa
- P••••••••• S••••••••• C••••••••• independent RIAJun 12, 2018 to Jun 13, 2025 · Lancaster, Pa
- I• A••••••• S•••••••• I••• formerFeb 24, 2014 to Jun 11, 2018 · Lancaster, Pa
- I••••• F•••••••• C••••••••• formerMar 20, 2012 to Feb 27, 2014 · Lancaster, Pa
- O•••• F•• I••• formerOct 10, 2008 to Mar 19, 2012 · Lancaster, Pa
- S•••• W••••• M••••••••• L•• BD affiliatedJun 25, 2002 to Oct 2, 2008 · Mclean, Va
- P••••••••• S••••••••• C••••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 13, 2025, registered Jun 13, 2025 (0 days) · RIA to affiliated broker-dealer or bank
- I• A••••••• S•••••••• I••• to P••••••••• S••••••••• C•••••••••left Jun 11, 2018, registered Jun 12, 2018 (1 days) · Affiliated broker-dealer or bank to independent RIA
- I••••• F•••••••• C••••••••• to I• A••••••• S•••••••• I•••left Feb 27, 2014, registered Feb 24, 2014 (-3 days) · Other
- O•••• F•• I••• to I••••• F•••••••• C•••••••••left Mar 19, 2012, registered Mar 20, 2012 (1 days) · Other
- S•••• W••••• M••••••••• L•• to O•••• F•• I•••left Oct 2, 2008, registered Oct 10, 2008 (8 days) · Other
- J•••• G••••• W••••••• left P••••••••• S••••••••• C••••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2025-06-13)Jun 13, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address