DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shawn Michael Arseneau
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
Also filed as Rc Arseneau
At current firm
3 y
since Jun 2, 2023
In the industry
22 y
since Jul 31, 2004 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Arseneau Financial state registered currentsince Jun 2, 2023 · Westerville, Oh
- Wealthbridge Capital Management, LLC independent RIAJan 27, 2022 to Jul 12, 2023 · Westerville, Oh
- W3 Wealth Advisors, LLC state registeredMar 27, 2018 to Jan 21, 2022 · Worthington, Oh
- Valmark Advisers, Inc. BD affiliatedJul 15, 2015 to Dec 31, 2021 · Worthington, Oh
- Gravitas Wealth Partners unclassifiedJun 3, 2014 to Oct 22, 2015 · Delaware, Oh
- Estate Planning Professionals formerSep 17, 2010 to Jul 14, 2015 · Westerville, Oh
- The Harvest Company, LLC unclassifiedAug 25, 2004 to Mar 8, 2007 · Zionsville, In
Moves
a registration end followed by a registration begin elsewhere
- Wealthbridge Capital Management, LLC to Arseneau Financialleft Jul 12, 2023, registered Jun 2, 2023 (-40 days) · RIA to a state-registered adviser
- W3 Wealth Advisors, LLC to Wealthbridge Capital Management, LLCleft Jan 21, 2022, registered Jan 27, 2022 (6 days) · Other
- Valmark Advisers, Inc. to W3 Wealth Advisors, LLCleft Dec 31, 2021, registered Mar 27, 2018 (-1375 days) · Affiliated broker-dealer or bank to a state-registered adviser · moved with a team
- Gravitas Wealth Partners to Valmark Advisers, Inc.left Oct 22, 2015, registered Jul 15, 2015 (-99 days) · Other
- Estate Planning Professionals to Gravitas Wealth Partnersleft Jul 14, 2015, registered Jun 3, 2014 (-406 days) · Other
- The Harvest Company, LLC to Estate Planning Professionalsleft Mar 8, 2007, registered Sep 17, 2010 (1289 days) · Other
Signals
- Shawn Michael Arseneau left Wealthbridge Capital Management, Llc for Arseneau Financial (registered 2023-06-02)Jul 12, 2023 · Advisor changed firm · fact
- Shawn Michael Arseneau left W3 Wealth Advisors, Llc for Wealthbridge Capital Management, Llc (registered 2022-01-27)Jan 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address