DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealthbridge Capital Management, LLC
Latest filing Aug 3, 2026
First filing on the tape Aug 1, 2018 · 28 filings
SEC status approved since Aug 31, 2018
RAUM
$710M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$710M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$142M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$710M as of Aug 3, 2026
Mar 19, 2019$297M then
HNW client RAUM$491M as of Aug 3, 2026
Mar 19, 2019$214M then
State-registered IARs (5.B.3)4 as of Aug 3, 2026
Mar 19, 20193 then
Employees (5.A)7 as of Aug 3, 2026
Mar 19, 20196 then
Private funds: no history
RAUM +18% over the last fiscal year+20% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $142MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 91derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.3MderivedHNW RAUM over HNW clients
- Average account
- $375,512derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +7.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $88.0M, 88 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$491M69%
- Individuals$219M31%
- Individual clients
- 309reported
- HNW clients
- 148reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,890reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $88.0M for 88 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Robert William Faulkner | Westerville, Oh | Aug 31, 2018 | 24 y | 3 |
| Ryan Matthew Dunlap | Englewood, Fl | Sep 5, 2018 | 30 y | 3 |
| David Michael Suchland | Westerville, Oh | Jul 18, 2024 | 29 y | 4 |
| Kati Jo Hays | Westerville, Oh | Jan 13, 2025 | 11 y | 1 |
| Nicholas Kyle Neuville | Westerville, Oh | May 22, 2026 | 10 y | 5 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Shawn Michael Arseneau to Arseneau FinancialJul 12, 2023 · RIA to a state-registered adviser
- Andrew J. Grant to Wells Fargo AdvisorsSep 3, 2021 · RIA to wirehouse
- Nicholas S Fisher to Hamilton CapitalJul 19, 2021 · RIA to RIA
Joined, latest
- Nicholas Kyle Neuville from J.P. Morgan Securities LLCMay 22, 2026 · Wirehouse to independent RIA
- Kati Jo Hays from Edward JonesJan 13, 2025 · Affiliated broker-dealer or bank to independent RIA
- David Michael Suchland from The Joseph Group Capital ManagementJul 18, 2024 · RIA to RIA
- Shawn Michael Arseneau from W3 Wealth Advisors, LLCJan 27, 2022 · Other
- Nicholas S Fisher from Osaic Fa, Inc.Feb 27, 2020 · Affiliated broker-dealer or bank to independent RIA
- Andrew J. Grant from Morgan StanleyOct 26, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Ryan Matthew Dunlap from Morgan StanleySep 5, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Robert William Faulkner from Morgan StanleyAug 31, 2018 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Morgan StanleySep 4, 2018 · Columbus, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Matthew Ryan Dunlap · Managing Member, President, Chief Executive Officer, And Financial Advisorcontrolsince 08/2018 · owns 50% to 75%
- William Robert Faulkner · Principal, Chief Financial Officer, Chief Compliance Officer, And Financial Advisorcontrolsince 08/2018 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westerville, Oh · principal | 5 | 1 | 0 | ||
| Englewood, Fl | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Englewood, FL1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Aug 3, 2026hourly charges (Item 5.E.2): no on the filing of 2026-05-27, yes on the filing of 2026-08-03peers: independent wealth managers, $500M to $1B (1,483)
What changed
consecutive filings, newest first
- Accounts · 1,805 to 1,890Aug 28, 2025 to Mar 2, 2026
- HNW clients · 154 to 148Aug 28, 2025 to Mar 2, 2026
- Individual clients · 271 to 309Aug 28, 2025 to Mar 2, 2026
- Assets in custody · $311M to $88.0MAug 28, 2025 to Mar 2, 2026
- Discretionary RAUM · $599M to $710MAug 28, 2025 to Mar 2, 2026
- HNW RAUM · $418M to $491MAug 28, 2025 to Mar 2, 2026
- Individual RAUM · $181M to $219MAug 28, 2025 to Mar 2, 2026
- RAUM · $599M to $710MAug 28, 2025 to Mar 2, 2026
- Accounts · 1,595 to 1,805Oct 23, 2024 to Feb 21, 2025
- Advisory employees · 2 to 4Oct 23, 2024 to Feb 21, 2025
- Advisory activities · 5 to 4Oct 23, 2024 to Feb 21, 2025
- HNW clients · 151 to 154Oct 23, 2024 to Feb 21, 2025
- Individual clients · 286 to 271Oct 23, 2024 to Feb 21, 2025
- Assets in custody · $46.5M to $311MOct 23, 2024 to Feb 21, 2025
- Employees · 4 to 7Oct 23, 2024 to Feb 21, 2025
- Financial planning clients · 51-100 to 101-250Oct 23, 2024 to Feb 21, 2025
- State-registered IARs · 2 to 4Oct 23, 2024 to Feb 21, 2025
- Discretionary RAUM · $468M to $599MOct 23, 2024 to Feb 21, 2025
- HNW RAUM · $332M to $418MOct 23, 2024 to Feb 21, 2025
- Individual RAUM · $136M to $181MOct 23, 2024 to Feb 21, 2025
- RAUM · $468M to $599MOct 23, 2024 to Feb 21, 2025
- Accounts · 1,402 to 1,595Jan 2, 2024 to Jan 26, 2024
- Advisory employees · 3 to 2Jan 2, 2024 to Jan 26, 2024
- Advisory activities · 4 to 5Jan 2, 2024 to Jan 26, 2024
- HNW clients · 147 to 151Jan 2, 2024 to Jan 26, 2024
- Individual clients · 281 to 286Jan 2, 2024 to Jan 26, 2024
- Assets in custody · $37.1M to $46.5MJan 2, 2024 to Jan 26, 2024
- Employees · 6 to 4Jan 2, 2024 to Jan 26, 2024
- State-registered IARs · 3 to 2Jan 2, 2024 to Jan 26, 2024
- Discretionary RAUM · $411M to $468MJan 2, 2024 to Jan 26, 2024
- HNW RAUM · $311M to $332MJan 2, 2024 to Jan 26, 2024
- Individual RAUM · $99.5M to $136MJan 2, 2024 to Jan 26, 2024
- RAUM · $411M to $468MJan 2, 2024 to Jan 26, 2024
- Accounts · 1,605 to 1,402Aug 30, 2022 to Mar 7, 2023
- Individual clients · 249 to 281Aug 30, 2022 to Mar 7, 2023
- Assets in custody · $185M to $37.1MAug 30, 2022 to Mar 7, 2023
- Financial planning clients · 0 to 51-100Aug 30, 2022 to Mar 7, 2023
- Discretionary RAUM · $499M to $411MAug 30, 2022 to Mar 7, 2023
- HNW RAUM · $365M to $311MAug 30, 2022 to Mar 7, 2023
- Individual RAUM · $134M to $99.5MAug 30, 2022 to Mar 7, 2023
Signals
3 dated events
- Wealthbridge Capital Management, Llc reported RAUM $599.0M, up 28% from $467.8M (2024-10-23 to 2025-02-21)Feb 21, 2025 · RAUM change · derived
- Shawn Michael Arseneau left Wealthbridge Capital Management, Llc for Arseneau Financial (registered 2023-06-02)Jul 12, 2023 · Advisor changed firm · fact
- Altrioch Wealth Advisors Llc filed its initial SEC registration (Form ADV)Aug 1, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@wealthbridgecm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- carrie.leach@wealthbridgecm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- heidi.eagle@wealthbridgecm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ashton.riley@wealthbridgecm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 614-591-4540reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 614-392-8140reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 614-591-4515reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/wealthbridge-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- wealthbridgecm.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (614) 591-4515reportedpublic record, Form ADV, Aug 3, 2026
- Contact form
- wealthbridgecm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wealthbridgecm.com/meet-the-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $142Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026