T••••• E••••• H•••••

• V••• C•••••• M••••••••• L•• independent RIA current
  since Aug 4, 2015 · Temecula, Ca
• L•• F•••••••• L•• BD affiliated
  Aug 14, 2004 to Aug 28, 2015 · Sun City, Ca
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Aug 25, 2004 · San Diego, Ca
• P••••••••• E••••• G••••• L•• unclassified
  Nov 4, 1999 to Jul 1, 2003 · San Diego, Ca

• L•• F•••••••• L•• to V••• C•••••• M••••••••• L••
  left Aug 28, 2015, registered Aug 4, 2015 (-24 days) · Other
• W•••• F•••• A••••••• to L•• F•••••••• L••
  left Aug 25, 2004, registered Aug 14, 2004 (-11 days) · Other
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Independent wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address