RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• J•••• D•••••••
- T•• E••••• P••••••• T•••• I••• state registered currentsince Jun 16, 2014 · Middleburg Heights, Oh
- E•••• F•••••••• G••••• I••• independent RIAMay 3, 2011 to Jun 12, 2014 · Westlake, Oh
- L•• F•••••••• L•• BD affiliatedDec 19, 2005 to Dec 21, 2011 · Rocky River, Oh
- E•••• F•••••••• G••••• I••• to T•• E••••• P••••••• T•••• I•••left Jun 12, 2014, registered Jun 16, 2014 (4 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to E•••• F•••••••• G••••• I•••left Dec 21, 2011, registered May 3, 2011 (-232 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address