M•••••• T••••••• L•••••••

• L•• E••••••••• L•• BD affiliated current
  since Nov 14, 2024 · Indianapolis, In
• P•••• S••••••••• L•• no RAUM
  Nov 13, 2020 to Nov 14, 2024 · Indianapolis, In
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Oct 5, 2020 · Indianapolis, In
• C•••• I••••••••• S••••••• C•••• former
  Dec 13, 2011 to Oct 1, 2012 · Indianapolis, In
• C•••••• S••••• • C••• I••• national BD
  Jan 3, 2006 to Nov 21, 2011 · Indianapolis, In

• P•••• S••••••••• L•• to L•• E••••••••• L••
  left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
• J••• M••••• S••••••••• L•• to P•••• S••••••••• L••
  left Oct 5, 2020, registered Nov 13, 2020 (39 days) · Wirehouse to affiliated broker-dealer or bank
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
• C•••••• S••••• • C••• I••• to C•••• I••••••••• S••••••• C••••
  left Nov 21, 2011, registered Dec 13, 2011 (22 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

27derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address