RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••••• M•••••• H•••
- N••••• A•••• M••••••••• L•• mixed wealth currentsince Sep 17, 2025 · Chicago, Il
- L•••••• S••••• • C••••••• L••• otherOct 28, 2019 to Jul 11, 2025 · Gig Harbor, Wa
- M•••••••• I••••••••• M••••••••• L•• formerJan 4, 2013 to Aug 26, 2019 · Oakbrook Terrace, Il
- M•••••••• I••••••••• M••••••••• L•• formerNov 4, 2005 to Jan 3, 2013 · Oak Brook, Il
- U•• F•••••••• S••••••• I••• wirehouseAug 26, 2004 to Oct 28, 2005 · Newport Beach, Ca
- L•••••• S••••• • C••••••• L••• to N••••• A•••• M••••••••• L••left Jul 11, 2025, registered Sep 17, 2025 (68 days) · Other
- M•••••••• I••••••••• M••••••••• L•• to L•••••• S••••• • C••••••• L•••left Aug 26, 2019, registered Oct 28, 2019 (63 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••••• I••••••••• M••••••••• L•• to M•••••••• I••••••••• M••••••••• L••left Jan 3, 2013, registered Jan 4, 2013 (1 days) · channel change inside one enterprise, not a move
- U•• F•••••••• S••••••• I••• to M•••••••• I••••••••• M••••••••• L••left Oct 28, 2005, registered Nov 4, 2005 (7 days) · Other
- J•••••• M•••••• H••• left L•••••• S••••• • C••••••• L••• for N••••• A•••• M••••••••• L•• (registered 2025-09-17)Jul 11, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address