DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Loomis, Sayles & Company, L.P.

Other adviserBoston, MassachusettsCRD 105377SEC 801-170websiteIAPD
Latest filing Jul 1, 2026
First filing on the tape Dec 23, 2011 · 55 filings
SEC status approved since Jun 2, 1977
RAUM
$387B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
3.3%
$13B individuals and HNW
Advisors
24
registered through the firm on IAPD
RAUM per advisor
$16B
derived; firm RAUM over IAPD count
Employees
728
728 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
5
reported on Schedule D
History
55 filings and snapshots on the tape
RAUM$387B as of Jul 1, 2026
Mar 30, 2012$163B then
HNW client RAUM$13B as of Jul 1, 2026
Mar 31, 2018$161M then
State-registered IARs (5.B.3)15 as of Jul 1, 2026
Apr 1, 20135 then
Employees (5.A)728 as of Jul 1, 2026
Apr 1, 2013553 then
Private funds5 as of Jul 1, 2026
Mar 30, 201210 then
RAUM +10% over the last fiscal year+15% a year over threeIARs 17 to 15
Practice profile
derived from the filing of Jul 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
RAUM per advisor
$16BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
944derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$565,670derivedHNW RAUM over HNW clients
Average account
$15.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
92%derivedof RAUM
Institutional
41%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
30.3derivedItem 5.A over advisors
Advisors per office
3.4derived7 offices incl. principal (1.F.5)
RAUM growth, one year
+10%derivedbetween the last two annual amendments
Advisor growth, one year
-12%derivedItem 5.B.3 between annual amendments
Client growth, one year
+11%derived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Custody
$677M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Investment companies$104B29%
  • Pension and profit-sharing plans$68B19%
  • Pooled investment vehicles$59B17%
  • State and municipal entities$46B13%
  • Corporations and businesses$23B6.5%
  • Sovereign wealth funds$20B5.8%
  • Insurance companies$20B5.7%
  • High-net-worth individuals$13B3.6%
  • Charitable organizations$2.2B0.6%
  • Other investment advisers$102M0.0%
Individual clients
0reported
HNW clients
22,662reported
Pension plan clients
385reported
Charitable clients
293reported
Accounts
24,675reported
Financial planning clients
reported
Wrap fee programs
$0 sponsored, $31B managedreported
Custody of client assets
$677M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.03 fund_share=0.42 institutional_share=0.41 related_bd=true related_bank=true bd_reps=93.0derived
Advisors registered through the firm
24 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Daniel Joseph FussChartered Financial Analyst, Chartered Investment CounselorBoston , MaJan 2, 199650 y0
Kan Bao VangChicago, IlDec 5, 200228 y0
Clifton Vernon RoweChartered Financial AnalystBoston, MaDec 9, 200234 y0
Neil John MckennaChartered Financial AnalystAurora, CoJan 13, 200324 y0
Peter Winslow PalfreyChartered Financial AnalystBoston, MaJan 13, 200325 y0
Richard George RaczkowskiBoston, MaJan 13, 200325 y0
Neil Anthony BurkeBoston, MaSep 28, 200534 y0
John HyllBoston, MaOct 18, 200539 y0
Jeremiah C BoydBoston, MaMar 17, 200819 y0
Matthew James EaganChartered Financial AnalystBoston, MaSep 3, 200829 y0
Michael William DicksonBoston, MaDec 8, 200934 y1
Aziz Veysi HamzaogullariChartered Financial AnalystBoston, MaJun 25, 201032 y0
Brian Michael HobinBoston, MaDec 16, 201124 y2
Kristen L DoyleBoston, MaFeb 22, 201218 y1
Jeffrey Michael SchwartzChartered Financial AnalystBloomfield Hills, MiMay 23, 201233 y1
Christopher Donald MorgenBoston, MaOct 31, 201814 y2
Andrew James ScheirerOakbrook Terrace, IlSep 10, 201919 y2
Sean Christopher KennedyBoston, MaFeb 7, 202013 y1
Kathleen Horigan O'MalleyBoston, MaSep 9, 202112 y1
Colleen Marie DenzlerBoston, MaOct 4, 202239 y1
Michael Charles SkurkaBoston, Ma Dec 16, 202228 y5
Mary Beth MassillonBoston, MaOct 26, 202336 y3
David James BeachSan Francisco, CaJan 1, 202533 y0
Michael Patrick ReidyBoston, Ma Jan 15, 202626 y2
Advisor movement
2 left, 1 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 8.3% of current headcount3 left over 36 months
Left, latest
Joined, latest
Private funds
20 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
Loomis Sayles Credit Long/Short Fund (Offshore), Ltd.no longer reportedHedge Fund$1.8B24Mar 30, 2012
Loomis Sayles Credit Long/Short Fund, L.P.no longer reportedHedge Fund$1.5B9Mar 30, 2012
Nhit: Core Disciplined Alpha TrustOther Private Fund$1.1B15Nov 21, 2016
Senior Floating Rate Fund LLCOther Private Fund$1.1B48Mar 30, 2012
Loomis Sayles Credit Alpha Master Fund, Ltd.no longer reportedHedge Fund$1.0B32Mar 30, 2012
Loomis Sayles Clo II, Ltd.no longer reportedSecuritized Asset Fund$351M5May 6, 2014
Loomis Sayles Clo I, Ltd.no longer reportedSecuritized Asset Fund$208M10Mar 30, 2012
Loomis Sayles Credit Dislocation Master Fund, LPno longer reportedHedge Fund$71.2M24Mar 31, 2021
Sakorum Long/Short Equity Master Fund, Ltd.Hedge Fund$49.9M19Aug 25, 2016
Loomis Sayles Alpha Opportunities Fund, L.P.no longer reportedHedge Fund$17.3M7Mar 30, 2012
Loomis Sayles Long/Short Equity Fund, L.P.no longer reportedHedge Fund$14.7M19Mar 30, 2012
Trikuta Partners Master Fund, Ltd.Hedge Fund$10.5M7Mar 30, 2020
Loomis Sayles Global Energy Long/Short Master Fund, Ltd.no longer reportedHedge Fund$10.0M15Feb 13, 2014
Loomis Sayles Alpha Opportunities Master Fund, Ltd.no longer reportedHedge Fund$7.9M2Mar 30, 2012
Corvid US Long Short Fund, L.P.no longer reportedHedge Fund$5.9M3Jul 1, 2015
Commodities Long Short Master Fund, Ltd.no longer reportedHedge Fund$5.5M3Aug 25, 2016
Loomis Sayles Smid Growth Fund, L.P.no longer reportedOther Private Fund$1.7M14Mar 30, 2012
Corvid US Small Cap Fund, L.P.no longer reportedOther Private Fund$1.5M4Jul 1, 2015
Town Street High Yield Full Discretion Fund, L.P.no longer reportedOther Private Fund$185,9751Aug 25, 2016
Loomis Sayles Alpha Opportunities Fund, Ltd.no longer reportedHedge Fund$00Mar 30, 2012
Owners and control persons
Schedule A and B, latest filing
  • Pramila Agrawal · Director Of General Partnercontrol
    since 03/2024 · owns less than 5%
  • Patrick Kevin Charleston · President And Chief Executive Officer Of Registrant, Director And Chairman Of General Partnercontrol
    since 03/2000 · owns less than 5%
  • James Matthew Eagan · Director Of General Partnercontrol
    since 02/2019 · owns less than 5%
  • Joseph Daniel Fuss · Director Of General Partnercontrol
    since 09/1988 · owns less than 5%
  • Robert John Gidman · Director Of General Partnercontrol
    since 05/2001 · owns less than 5%
  • Lawrence David Giunta · Director Of General Partnercontrol
    since 05/2017 · owns less than 5%
  • Veysi Aziz Hamzaogullari · Director Of General Partnercontrol
    since 02/2019 · owns less than 5%
  • Kinji Kato · Director Of General Partnercontrol
    since 06/2022 · owns less than 5%
  • Paul Maurice Leger · Director Of General Partnercontrol
    since 02/2019 · owns less than 5%
  • George Richard Raczkowski · Director Of General Partnercontrol
    since 02/2019 · owns less than 5%
  • O'Brien Rebecca Radford · Chief Legal Officer Of Registrant And Director Of General Partnercontrol
    since 01/2023 · owns less than 5%
  • Bruno Albert Philippe Setbon · Director Of General Partnercontrol
    since 01/2024 · owns less than 5%
  • Lynn Susan Sieker · Director Of General Partner And Chief Financial Officer Of Registrantcontrol
    since 04/2021 · owns less than 5%
  • Louis David Waldman · Director Of General Partnercontrol
    since 07/2015 · owns less than 5%
  • Patrick Donald Ryan · Chief Compliance Officer Of Registrant
    since 02/2002 · owns less than 5%
Entity owners
  • Loomis, Sayles & Company, Incorporated · General Partner Of Registrant
    direct · owns less than 5%
  • Natixis Investment Managers, LLC · Limited Partner Of Registrant
    direct · owns 75% or more
  • Bpce · Shareholder
    indirect · owns 75% or more of Natixis
  • Natixis · Shareholder
    indirect · owns 75% or more of Natixis Investment Managers
  • Natixis Investment Managers · Shareholder
    indirect · owns 75% or more of Natixis Investment Managers Participations 1
  • Natixis Investment Managers Participations 1 · Member
    indirect · owns 75% or more of Natixis Investment Managers, LLC
  • Natixis Investment Managers, LLC · Shareholder
    indirect · owns 75% or more of Loomis, Sayles & Company, Incorporated
Related persons
Schedule D 7.A
Advisers that list Loomis, Sayles & Company, L.P. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Boston, Ma · principal1912
Oakbrook Terrace, Il200
Gig Harbor, Wa000
Offices
Schedule D 1.F, the 25 largest
  • Oakbrook Terrace, IL35 employees
  • Orinda, CA23 employees
  • Bloomfield Hills, MI10 employees
  • Minneapolis, MN4 employees
  • Gaithersburg, MD3 employees
  • Middleburg, VA1 employees
What changed
consecutive filings, newest first
  • Accounts · 22,232 to 24,675
    Sep 24, 2025 to Mar 31, 2026
  • Advisory employees · 729 to 728
    Sep 24, 2025 to Mar 31, 2026
  • BD registered reps · 95 to 93
    Sep 24, 2025 to Mar 31, 2026
  • Charity clients · 246 to 293
    Sep 24, 2025 to Mar 31, 2026
  • Corporate clients · 590 to 672
    Sep 24, 2025 to Mar 31, 2026
  • HNW clients · 20,366 to 22,662
    Sep 24, 2025 to Mar 31, 2026
  • Pension plan clients · 370 to 385
    Sep 24, 2025 to Mar 31, 2026
  • Pooled vehicle clients · 117 to 115
    Sep 24, 2025 to Mar 31, 2026
  • Assets in custody · $1.1B to $677M
    Sep 24, 2025 to Mar 31, 2026
  • Employees · 729 to 728
    Sep 24, 2025 to Mar 31, 2026
  • State-registered IARs · 17 to 15
    Sep 24, 2025 to Mar 31, 2026
  • Private funds · 4 to 5
    Sep 24, 2025 to Mar 31, 2026
  • Discretionary RAUM · $321B to $356B
    Sep 24, 2025 to Mar 31, 2026
  • HNW RAUM · $12B to $13B
    Sep 24, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $30B to $31B
    Sep 24, 2025 to Mar 31, 2026
  • Pension RAUM · $66B to $68B
    Sep 24, 2025 to Mar 31, 2026
  • Pooled vehicle RAUM · $55B to $59B
    Sep 24, 2025 to Mar 31, 2026
  • RAUM · $351B to $387B
    Sep 24, 2025 to Mar 31, 2026
  • Wrap assets (manager) · $30B to $31B
    Sep 24, 2025 to Mar 31, 2026
  • Accounts · 20,445 to 22,232
    Feb 24, 2025 to Mar 31, 2025
  • Advisory employees · 722 to 729
    Feb 24, 2025 to Mar 31, 2025
  • BD registered reps · 97 to 95
    Feb 24, 2025 to Mar 31, 2025
  • Charity clients · 212 to 246
    Feb 24, 2025 to Mar 31, 2025
  • Corporate clients · 521 to 590
    Feb 24, 2025 to Mar 31, 2025
  • HNW clients · 18,739 to 20,366
    Feb 24, 2025 to Mar 31, 2025
  • Pension plan clients · 313 to 370
    Feb 24, 2025 to Mar 31, 2025
  • Pooled vehicle clients · 116 to 117
    Feb 24, 2025 to Mar 31, 2025
  • Assets in custody · $1.0B to $1.1B
    Feb 24, 2025 to Mar 31, 2025
  • Employees · 722 to 729
    Feb 24, 2025 to Mar 31, 2025
  • Financial planning clients · unset to
    Feb 24, 2025 to Mar 31, 2025
  • Discretionary RAUM · $279B to $321B
    Feb 24, 2025 to Mar 31, 2025
  • HNW RAUM · $10B to $12B
    Feb 24, 2025 to Mar 31, 2025
  • Non-discretionary RAUM · $22B to $30B
    Feb 24, 2025 to Mar 31, 2025
  • Pension RAUM · $59B to $66B
    Feb 24, 2025 to Mar 31, 2025
  • Pooled vehicle RAUM · $45B to $55B
    Feb 24, 2025 to Mar 31, 2025
  • RAUM · $301B to $351B
    Feb 24, 2025 to Mar 31, 2025
  • Wrap assets (manager) · $22B to $30B
    Feb 24, 2025 to Mar 31, 2025
  • Accounts · 20,030 to 20,445
    Jan 12, 2024 to Mar 29, 2024
  • Advisory employees · 717 to 722
    Jan 12, 2024 to Mar 29, 2024
  • BD registered reps · 100 to 97
    Jan 12, 2024 to Mar 29, 2024
Signals
23 dated events
  • Katherine Elizabeth Phillips left Loomis, Sayles & Company, L.P. for Aristotle Capital Management, Llc (registered 2026-08-14)
    May 27, 2026 · Advisor changed firm · fact
  • Kelly Anne Davidson left Loomis, Sayles & Company, L.P. for Blackrock Investment Management, Llc (registered 2026-01-23)
    Jan 2, 2026 · Advisor changed firm · fact
  • Jessica Mcinnis Hill left Loomis, Sayles & Company, L.P. for Nuveen Asset Management, Llc (registered 2025-09-17)
    Jul 11, 2025 · Advisor changed firm · fact
  • Marie Elaine Stokes (Director Of General Partner) no longer on Schedule A of Loomis, Sayles & Company, L.P. (listed 2024-03-29, absent 2024-07-03)
    Jul 3, 2024 · Control person left · inference
  • Pramila Agrawal (Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Mar 29, 2024 · Control person joined · fact
  • Frederick John Russell (Director Of General Partner) no longer on Schedule A of Loomis, Sayles & Company, L.P. (listed 2023-06-23, absent 2024-01-12)
    Jan 12, 2024 · Control person left · inference
  • Bruno Albert Philippe Setbon (Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Jan 12, 2024 · Control person joined · fact
  • Fabrice Timothy Ryan (Director Of General Partner) no longer on Schedule A of Loomis, Sayles & Company, L.P. (listed 2023-06-23, absent 2024-01-12)
    Jan 12, 2024 · Control person left · inference
  • O'Brien Rebecca Radford (Chief Legal Officer Of Registrant And Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Jan 3, 2023 · Control person joined · fact
  • Susan Jean Loewenberg (Chief Legal Officer Of Registrant And Director Of General Partner) no longer on Schedule A of Loomis, Sayles & Company, L.P. (listed 2022-09-26, absent 2023-01-03)
    Jan 3, 2023 · Control person left · inference
  • Kinji Kato (Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Jul 15, 2022 · Control person joined · fact
  • Jean Raby (Director Of General Partner) no longer on Schedule A of Loomis, Sayles & Company, L.P. (listed 2021-04-27, absent 2021-05-07)
    May 7, 2021 · Control person left · inference
  • F Timothy Ryan (Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    May 7, 2021 · Control person joined · fact
  • L Susan Sieker (Director Of General Partner And Chief Financial Officer Of Registrant) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Apr 27, 2021 · Control person joined · fact
  • Francis John Gallagher (Director Of General Partner) no longer on Schedule A of Loomis, Sayles & Company, L.P. (listed 2021-03-31, absent 2021-04-27)
    Apr 27, 2021 · Control person left · inference
  • Jaehoon Park (Director Of General Partner) no longer on Schedule A of Loomis, Sayles & Company, L.P. (listed 2021-03-31, absent 2021-04-27)
    Apr 27, 2021 · Control person left · inference
  • Joseph Paul Sherba (Director Of General Partner And Chief Financial Officer Of Registrant) no longer on Schedule A of Loomis, Sayles & Company, L.P. (listed 2021-03-31, absent 2021-04-27)
    Apr 27, 2021 · Control person left · inference
  • Mills Beverly Bearden (Director Of General Partner) no longer on Schedule A of Loomis, Sayles & Company, L.P. (listed 2021-01-12, absent 2021-03-31)
    Mar 31, 2021 · Control person left · inference
  • Marie Elaine Stokes (Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Mar 29, 2019 · Control person joined · fact
  • George Richard Raczkowski (Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Mar 29, 2019 · Control person joined · fact
  • James Matthew Eagan (Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Mar 29, 2019 · Control person joined · fact
  • Veysi Aziz Hamzaogullari (Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Mar 29, 2019 · Control person joined · fact
  • Paul Maurice Leger (Director Of General Partner) appeared on Schedule A of Loomis, Sayles & Company, L.P.
    Mar 29, 2019 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
bvanover@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
chermance@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
cyiannakou@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
eheard@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
jbogen@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
jmukungu@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
john.meyer@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
jpotma@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
jsiegel@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
rmadsen@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
tdavock@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
amander@loomissayles.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Other adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
$16Bderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026