RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• B••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Sep 14, 2022 · Lake Oswego, Or
- W•••• F•••• A••••••• wirehouseDec 17, 2013 to Sep 15, 2022 · Portland, Or
- M•••••• W••••• R••••• I••• formerJan 20, 2012 to Dec 16, 2013 · Portland, Or
- W•••• F•••• A••••••• wirehouseFeb 7, 2011 to Jan 24, 2012 · Portland, Or
- W•••• F•••• A••••••• to R••••• W• B•••• • C•• I•••••••••left Sep 15, 2022, registered Sep 14, 2022 (-1 days) · Wirehouse to independent RIA
- M•••••• W••••• R••••• I••• to W•••• F•••• A•••••••left Dec 16, 2013, registered Dec 17, 2013 (1 days) · Other
- W•••• F•••• A••••••• to M•••••• W••••• R••••• I•••left Jan 24, 2012, registered Jan 20, 2012 (-4 days) · Other
- S••••• B•••••• left W•••• F•••• A••••••• for R••••• W• B•••• • C•• I••••••••• (registered 2022-09-14)Sep 15, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address