RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• M••••
- R•••••• J•••• • A••••••••• I••• national BD currentsince Mar 26, 2026 · Tampa, Fl
- E••••• J•••• national BDFeb 22, 2017 to Mar 27, 2026 · Riverview, Fl
- E••••• J•••• to R•••••• J•••• • A••••••••• I•••left Mar 27, 2026, registered Mar 26, 2026 (-1 days) · Affiliated broker-dealer or bank to another
- G•••••• M•••• left E••••• J•••• for R•••••• J•••• • A••••••••• I••• (registered 2026-03-26)Mar 27, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address