DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Denise Michele Long
Feed of 09/15/2026
Also filed as Denise Long
At current firm
10 y
since Sep 12, 2016
In the industry
29 y
since Sep 15, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Sep 12, 2016 · San Diego, Ca
- Credit Suisse Securities (USA) LLC formerAug 5, 2010 to May 13, 2016 · Los Angeles, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseSep 19, 2003 to Nov 4, 2005 · Century City, Ca
- Banc Of America Investment Services, Inc. unclassifiedApr 23, 2002 to Sep 13, 2002 · Los Angeles, Ca
Moves
a registration end followed by a registration begin elsewhere
- Credit Suisse Securities (USA) LLC to J.P. Morgan Securities LLCleft May 13, 2016, registered Sep 12, 2016 (122 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Credit Suisse Securities (USA) LLCleft Nov 4, 2005, registered Aug 5, 2010 (1735 days) · Other
- Banc Of America Investment Services, Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Sep 13, 2002, registered Sep 19, 2003 (371 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address