DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Traci Kurtz
Feed of 09/15/2026
Also filed as Traci Gail Lewis
At current firm
3 y
since May 15, 2023
In the industry
28 y
since Jun 22, 1998 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
2
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- Momentum Independent Network Inc. BD affiliated currentsince Oct 21, 2024 · Dallas, Tx
- Hilltop Securities Inc. BD affiliated currentsince May 15, 2023 · Dallas, Tx
- Cetera Advisor Networks LLC formerMar 4, 2022 to May 19, 2023 · El Segundo, Ca
- Hilltop Securities Asset Management, LLC institutionalApr 12, 2019 to Feb 18, 2022 · Dallas, Tx
- Hilltop Securities Inc. BD affiliatedMar 4, 2019 to Feb 18, 2022 · Dallas, Tx
- Momentum Independent Network Inc. BD affiliatedMar 4, 2019 to Feb 18, 2022 · Dallas, Tx
- Next Financial Group, Inc. formerJul 8, 2014 to Feb 6, 2019 · Houston, Tx
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 9, 2011 to Jan 27, 2014 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- Cetera Advisor Networks LLC to Hilltop Securities Inc.left May 19, 2023, registered May 15, 2023 (-4 days) · Affiliated broker-dealer or bank to another
- Momentum Independent Network Inc. to Hilltop Securities Asset Management, LLCleft Feb 18, 2022, registered Apr 12, 2019 (-1043 days) · Other
- Hilltop Securities Asset Management, LLC to Cetera Advisor Networks LLCleft Feb 18, 2022, registered Mar 4, 2022 (14 days) · Other
- Hilltop Securities Inc. to Momentum Independent Network Inc.left Feb 18, 2022, registered Mar 4, 2019 (-1082 days) · Affiliated broker-dealer or bank to another
- Next Financial Group, Inc. to Hilltop Securities Inc.left Feb 6, 2019, registered Mar 4, 2019 (26 days) · RIA to affiliated broker-dealer or bank
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Next Financial Group, Inc.left Jan 27, 2014, registered Jul 8, 2014 (162 days) · Other
Signals
- Traci Kurtz left Cetera Advisor Networks Llc for Hilltop Securities Inc. (registered 2023-05-15)May 19, 2023 · Advisor changed firm · fact
- Traci Kurtz left Hilltop Securities Asset Management, Llc for Cetera Advisor Networks Llc (registered 2022-03-04)Feb 18, 2022 · Advisor changed firm · fact
- Traci Kurtz left Hilltop Securities Inc. for Hilltop Securities Asset Management, Llc (registered 2019-04-12)Feb 18, 2022 · Advisor changed firm · fact
- Traci Kurtz left Momentum Independent Network Inc. for Hilltop Securities Inc. (registered 2019-03-04)Feb 18, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address