RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• C••••• M••••••
- R•• C•••••• M••••••• L•• national BD currentsince Jun 18, 2026 · Bow, Nh
- O•••• I••••••••• I••• BD affiliatedMay 16, 2016 to Jun 22, 2026 · Dover, Nh
- L•• F•••••••• L•• BD affiliatedApr 25, 2014 to Jun 3, 2016 · Dover, Nh
- A••••• A•• P••••••• S••••••• BD affiliatedApr 12, 2013 to Apr 15, 2014 · Waltham, Ma
- R•• C•••••• M••••••• L•• national BDApr 3, 2009 to Mar 1, 2013 · Manchester, Nh
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 20, 2004 to Apr 7, 2009 · Hampstead, Nh
- Q•••• • R•••••• I••• unclassifiedJan 29, 2003 to Oct 20, 2004 · Derry, Nh
- O•••• I••••••••• I••• to R•• C•••••• M••••••• L••left Jun 22, 2026, registered Jun 18, 2026 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to O•••• I••••••••• I•••left Jun 3, 2016, registered May 16, 2016 (-18 days) · Other
- A••••• A•• P••••••• S••••••• to L•• F•••••••• L••left Apr 15, 2014, registered Apr 25, 2014 (10 days) · Other
- R•• C•••••• M••••••• L•• to A••••• A•• P••••••• S•••••••left Mar 1, 2013, registered Apr 12, 2013 (42 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to R•• C•••••• M••••••• L••left Apr 7, 2009, registered Apr 3, 2009 (-4 days) · Other
- Q•••• • R•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left Oct 20, 2004, registered Oct 20, 2004 (0 days) · corporate re-registration, not a move
- J•••• C••••• M•••••• left O•••• I••••••••• I••• for R•• C•••••• M••••••• L•• (registered 2026-06-18)Jun 22, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address