RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• R•••• H••••••••
- L•• C•••••• M••••••••• L•• independent RIA currentsince Jun 13, 2022 · Oklahoma City, Ok
- C•••••• W••••• M••••••••• L•• unclassifiedFeb 28, 2006 to Dec 16, 2010 · Oklahoma City, Ok
- P••••••• C•••••• A•••••••• I••• formerApr 29, 2003 to Nov 18, 2009 · Oklahoma City, Ok
- P••••••••• E••••• G••••• L•• unclassifiedOct 19, 2001 to May 9, 2003 · Oklahoma City, Ok
- C•••••• W••••• M••••••••• L•• to L•• C•••••• M••••••••• L••left Dec 16, 2010, registered Jun 13, 2022 (4197 days) · Other
- P••••••• C•••••• A•••••••• I••• to C•••••• W••••• M••••••••• L••left Nov 18, 2009, registered Feb 28, 2006 (-1359 days) · Other
- P••••••••• E••••• G••••• L•• to P••••••• C•••••• A•••••••• I•••left May 9, 2003, registered Apr 29, 2003 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address