RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• L•••• C••••••••
- C••••••••• W••••• M••••••••• independent RIA currentsince Jan 24, 2011 · Bellevue, Wa
- A••••••••• B•••••• F•••••••• S••••••• I•• formerJul 15, 2008 to Feb 17, 2011 · Bellevue, Wa
- P•••••• W••• F•••••••• C••••••••• I•• formerOct 4, 2005 to Feb 2, 2011 · Renton, Wa
- A••••••••• B•••••• F•••••••• S••••••• I•• to C••••••••• W••••• M•••••••••left Feb 17, 2011, registered Jan 24, 2011 (-24 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to A••••••••• B•••••• F•••••••• S••••••• I••left Feb 2, 2011, registered Jul 15, 2008 (-932 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address