RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••••• C•• M••••••
- B••• M••• T•••• A•••••••• L•• independent RIA currentsince Jul 20, 2026 · Philadelphia, Pa
- L•• F•••••••• L•• BD affiliatedDec 1, 2023 to Dec 17, 2025 · Enola, Pa
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 26, 2018 to Aug 24, 2023 · Camp Hill, Pa
- B••• S••••••••• L•• formerJan 2, 2018 to Oct 9, 2018 · Charlotte, Nc
- B••• I••••••••• S•••••••• I••• formerMar 29, 2016 to Jan 2, 2018 · Charlotte, Nc
- P•• W••••• M••••••••• BD affiliatedOct 19, 2012 to Dec 17, 2015 · Columbus, Oh
- L•• F•••••••• L•• to B••• M••• T•••• A•••••••• L••left Dec 17, 2025, registered Jul 20, 2026 (215 days) · Affiliated broker-dealer or bank to independent RIA
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Aug 24, 2023, registered Dec 1, 2023 (99 days) · Affiliated broker-dealer or bank to another
- B••• S••••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 9, 2018, registered Oct 26, 2018 (17 days) · Affiliated broker-dealer or bank to another
- B••• I••••••••• S•••••••• I••• to B••• S••••••••• L••left Jan 2, 2018, registered Jan 2, 2018 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to B••• I••••••••• S•••••••• I•••left Dec 17, 2015, registered Mar 29, 2016 (103 days) · Other
- C•••••••• C•• M•••••• left L•• F•••••••• L•• for B••• M••• T•••• A•••••••• L•• (registered 2026-07-20)Dec 17, 2025 · Advisor changed firm · fact
- C•••••••• C•• M•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2023-12-01)Aug 24, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address