DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brandon Carl Papa
Feed of 09/15/2026
Also filed as Brandon C Papa
At current firm
10 y
since Aug 15, 2016
In the industry
28 y
since Sep 30, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Newedge Advisors BD affiliated currentsince Aug 15, 2016 · New Orleans, La
- Sunset Financial Services, Inc. formerFeb 29, 2008 to Jun 1, 2009 · Shreveport, La
- Cambridge Investment Research, Inc. unclassifiedJul 31, 2002 to Oct 21, 2002 · Shreveport, La
Moves
a registration end followed by a registration begin elsewhere
- Sunset Financial Services, Inc. to Newedge Advisorsleft Jun 1, 2009, registered Aug 15, 2016 (2632 days) · Other
- Cambridge Investment Research, Inc. to Sunset Financial Services, Inc.left Oct 21, 2002, registered Feb 29, 2008 (1957 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address