A•••••• C•••• R•••

• S•••••• C•••••• A••••••• L•• BD affiliated current
  since Jun 20, 2019 · New York, Ny
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Aug 26, 2010 to Jun 12, 2019 · Coral Gables, Fl
• W•••• F•••• A••••••• wirehouse
  Jul 1, 2003 to Aug 25, 2010 · Miami, Fl
• P••••••••• E••••• G••••• L•• unclassified
  Jan 23, 1998 to Jul 1, 2003 · Miami, Fl

• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• C•••••• A••••••• L••
  left Jun 12, 2019, registered Jun 20, 2019 (8 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
• W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
  left Aug 25, 2010, registered Aug 26, 2010 (1 days) · Wirehouse to wirehouse
• P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••
  left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address