RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T••• A•••• T••••••
- L••• P••••••• A••••••• L•• independent RIA currentsince Dec 10, 2025 · Bigfork, Mt
- L••• P••••••• A••••••• L•• independent RIANov 18, 2013 to Dec 31, 2018 · Rolling Hills Estates, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Oct 1, 2013 · Los Angeles, Ca
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedMar 22, 2005 to Jan 2, 2009 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseFeb 21, 2001 to Mar 24, 2005 · Century City, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to L••• P••••••• A••••••• L••left Oct 1, 2013, registered Nov 18, 2013 (48 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to R•••••• J•••• F•••••••• S•••••••• I•••left Mar 24, 2005, registered Mar 22, 2005 (-2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address