S•••• W•••••• C•••

• L•• F•••••••• L•• BD affiliated current
  since Jan 1, 2025 · Denver, Co
• S••••••••• A•••••• A•••••••• I••• former
  Jul 29, 2008 to Feb 3, 2020 · Denver, Co
• H•••••• T••••••• • K•••• L•• independent RIA
  May 6, 2004 to Aug 7, 2008 · Denver, Co
• N•• E•••••• S••••••••• C••••••••• former
  Jun 17, 2003 to May 6, 2004 · Denver, Co

• S••••••••• A•••••• A•••••••• I••• to L•• F•••••••• L••
  left Feb 3, 2020, registered Jan 1, 2025 (1794 days) · Affiliated broker-dealer or bank to another · moved with a team
• H•••••• T••••••• • K•••• L•• to S••••••••• A•••••• A•••••••• I•••
  left Aug 7, 2008, registered Jul 29, 2008 (-9 days) · Other
• N•• E•••••• S••••••••• C••••••••• to H•••••• T••••••• • K•••• L••
  left May 6, 2004, registered May 6, 2004 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

29derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address