RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• A••• D•••••
- M••••• S•••••• wirehouse currentsince Sep 15, 2010 · Ridgeland, Ms
- M••••• S•••••• • C•• L•• unclassifiedFeb 29, 2008 to Jun 1, 2009 · Ridgeland, Ms
- U•• F•••••••• S••••••• I••• wirehouseJul 6, 2007 to Feb 1, 2008 · Jackson, Ms
- M••••• K••••• • C••••••• L•• formerFeb 13, 2007 to Jun 27, 2007 · Jackson, Ms
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedDec 16, 2003 to Feb 13, 2007 · Jackson, Ms
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Sep 15, 2010 (471 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Feb 1, 2008, registered Feb 29, 2008 (28 days) · Other
- M••••• K••••• • C••••••• L•• to U•• F•••••••• S••••••• I•••left Jun 27, 2007, registered Jul 6, 2007 (9 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left Feb 13, 2007, registered Feb 13, 2007 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address