DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gfo Advisory Services, LLC
Latest filing Apr 27, 2026
First filing on the tape Mar 30, 2012 · 49 filings
SEC status approved since Aug 5, 1999
RAUM
$351M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
12
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
8
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$351M as of Apr 27, 2026
Mar 30, 2012$15B then
HNW client RAUM$0 as of Apr 27, 2026
Mar 27, 2020$0 then
State-registered IARs (5.B.3)0 as of Apr 27, 2026
Apr 1, 2013105 then
Employees (5.A)12 as of Apr 27, 2026
Apr 1, 2013250 then
Private funds8 as of Apr 27, 2026
Mar 30, 201225 then
RAUM +21% over the last fiscal year+14% a year over threeIARs 0 to 0offices 5 to 0
Practice profile
derived from the filing of Apr 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $35.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $351M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$350M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 10reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $351M for 10 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Karen Worthen Dixon to Bb&T Securities, LLCDec 31, 2017 · Other
- Robert A Weiss to J.P. Morgan Private Wealth Advisors LLCDec 31, 2017 · Other
- Andrew Richman to Truist Advisory Services, Inc.Dec 31, 2017 · Other
- Thomas Mclemore Carroll to Homrich BergDec 31, 2017 · Other
- Paul Donald Blatz to Certuity, LLCDec 31, 2017 · Other
- Christopher Michael Trokey to Truist Advisory Services, Inc.Dec 31, 2017 · Other
- Jeni Rachel Cobbs to Truist Advisory Services, Inc.Dec 31, 2017 · Other
- William J.T. Repath to Truist Advisory Services, Inc.Dec 31, 2017 · Other
- Jennifer Ann Cobleigh to Truist Advisory Services, Inc.Dec 31, 2017 · Other
- Scott Frederick Gurr to Compound Family Offices, LLCDec 31, 2017 · Other
- Spencer Norton Boggess to Truist Advisory Services, Inc.Dec 31, 2017 · Other
- James Peter Brennan to Truist Advisory Services, Inc.Dec 31, 2017 · Other
- Stephen Paul Davenport to Decatur Capital Management, Inc.Dec 31, 2017 · Other
- Robert M Zimmerman to Truist Advisory Services, Inc.Dec 31, 2017 · Other
- Kevin Scott Campbell to Truist Advisory Services, Inc.Dec 31, 2017 · Other
Joined, latest
- Robert M Zimmerman from Columbia Management Advisors, Inc.Oct 30, 2017 · Other
- Thomas Mclemore Carroll from Truist Advisory Services, Inc.Jun 30, 2017 · Other
- Kent Charles Moegerle from Truist Advisory Services, Inc.Jun 21, 2017 · Other
- Robert A Weiss from Truist Advisory Services, Inc.Jun 20, 2017 · Other
- Todger Allen Strunk from UBS Financial Services Inc.Jun 1, 2017 · Other
- Christopher Lee Facka from Wells Fargo AdvisorsMay 23, 2017 · Other
- Spencer Norton Boggess from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMay 5, 2017 · Other
- Stephen Paul Davenport from Truist Advisory Services, Inc.Mar 6, 2017 · Other
- Michael Eugene Pearson from Suntrust Investment Services, Inc.Jun 28, 2016 · Other
- Chris Alan Walters from LPL Financial LLCJan 28, 2016 · Other
- Michael Willis King from Merrill Lynch, Pierce, Fenner & Smith IncorporatedNov 18, 2015 · Other
- Christopher F. W. Perkins from Suntrust Investment Services, Inc.Sep 16, 2015 · Other
- Michael John Mongin from Suntrust Investment Services, Inc.Aug 19, 2015 · Other
- Puneet Singh Sahi from Hcm WealthJul 15, 2015 · Other
- John Riley Frazer from Suntrust Investment Services, Inc.Oct 9, 2014 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 6 left for Truist Advisory Services, Inc.Dec 31, 2017 · Greenwich, Ct
- 7 left for Truist Advisory Services, Inc.Dec 31, 2017 · Jupiter, Fl
- 6 left for Truist Advisory Services, Inc.Dec 31, 2017 · Atlanta, Ga
- 3 left for Compound Family Offices, LLCDec 31, 2017 · Sarasota, Fl
- 2 left for Convergent Wealth Advisors, LLCJul 8, 2015 · Chevy Chase, Md
Private funds
52 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Multi Manager Master Portfolio, LLC | Hedge Fund | $236M | 1 | Mar 31, 2014 |
| Everwatch Capital II, LPno longer reported | Hedge Fund | $57.5M | 7 | May 3, 2013 |
| Eagle Growth Fund, LLCno longer reported | Hedge Fund | $40.3M | 96 | May 3, 2013 |
| Everwatch-Collis Fund I, LPno longer reported | Hedge Fund | $32.9M | 1 | May 3, 2013 |
| Lewis Holdings, LLCno longer reported | Hedge Fund | $31.8M | 5 | May 3, 2013 |
| Modyl, LPno longer reported | Hedge Fund | $27.3M | 4 | May 3, 2013 |
| Everwatch-Collis Fund II, LPno longer reported | Hedge Fund | $23.8M | 2 | May 3, 2013 |
| Uemco Private Equity Fund II, LLCno longer reported | Private Equity Fund | $20.6M | 94 | May 3, 2013 |
| Eagle Opportunistic Fund, LLCno longer reported | Hedge Fund | $20.1M | 7 | Mar 30, 2012 |
| Fairways Investments, LLCno longer reported | Hedge Fund | $19.8M | 3 | May 3, 2013 |
| Uemco Fixed Income Fund LLCno longer reported | Hedge Fund | $16.4M | 88 | May 3, 2013 |
| Hwwflp, LLCno longer reported | Hedge Fund | $15.6M | 56 | May 3, 2013 |
| Eagle Diversified Fund, LLCno longer reported | Hedge Fund | $15.3M | 7 | Mar 30, 2012 |
| Eagle Multi-Strategy Fund, LLCno longer reported | Hedge Fund | $11.3M | 7 | Mar 30, 2012 |
| Rmwflp, LLCno longer reported | Hedge Fund | $10.8M | 22 | May 3, 2013 |
| Rlrflp, LLCno longer reported | Hedge Fund | $9.2M | 30 | May 3, 2013 |
| Goddard Capital Fund, LPno longer reported | Hedge Fund | $8.9M | 3 | May 3, 2013 |
| Mardy, LPno longer reported | Hedge Fund | $7.0M | 2 | May 3, 2013 |
| Anderwom I, LLCno longer reported | Hedge Fund | $6.8M | 9 | May 3, 2013 |
| Lewis Family Associatesno longer reported | Hedge Fund | $5.9M | 5 | May 3, 2013 |
| Cawflp, LLCno longer reported | Hedge Fund | $5.6M | 23 | May 3, 2013 |
| Ia Ndg Resources, LPno longer reported | Hedge Fund | $3.6M | 3 | May 3, 2013 |
| Elliott Group Investments LLCno longer reported | Hedge Fund | $2.7M | 6 | May 3, 2013 |
| Ama Tuckerbrook Real Assets Fund (Qp) LP | Private Equity Fund | $2.4M | 30 | Mar 30, 2012 |
| Eagle Constellation Fund (Class C) Pte, Ltd.no longer reported | Private Equity Fund | $2.1M | 10 | Mar 30, 2012 |
| Uemco Real Estate Fund, LLCno longer reported | Real Estate Fund | $1.9M | 16 | May 3, 2013 |
| Ama International Equity Master Fund, LPno longer reported | Hedge Fund | $1.3M | 168 | Mar 30, 2012 |
| Ama Private Equity Direct Fund 2007 (Qp), LP | Private Equity Fund | $1.2M | 91 | Mar 30, 2012 |
| Private Equity Multi-Manager 2008 (Qp), LP | Private Equity Fund | $1.0M | 86 | Mar 30, 2012 |
| Merrill Lllpno longer reported | Hedge Fund | $971,583 | 10 | May 3, 2013 |
| Perry Liquidity, LPno longer reported | Hedge Fund | $783,627 | 3 | May 3, 2013 |
| Energy Mezzanine Fund (Qp), LP | Private Equity Fund | $500,190 | 26 | Mar 30, 2012 |
| Ama Private Equity Fund Of Funds 2007 (Qp), LP | Private Equity Fund | $475,246 | 84 | Mar 30, 2012 |
| Ama Eagle Private Equity Fund, LP | Private Equity Fund | $398,839 | 20 | Mar 30, 2012 |
| Private Equity Multi-Manager III (Qp), LP | Private Equity Fund | $377,885 | 59 | Mar 30, 2012 |
| Uemco Private Equity Fund, LLCno longer reported | Private Equity Fund | $324,250 | 59 | May 3, 2013 |
| Multi-Strategy Special Liquidating Vehicle, L.P.no longer reported | Hedge Fund | $279,782 | 383 | Mar 30, 2012 |
| Ama Private Equity Fund 2006 (Qp), LPno longer reported | Private Equity Fund | $271,700 | 39 | Mar 30, 2012 |
| Ama US Equity Opportunity Fund (Qp), LP | Hedge Fund | $266,352 | 246 | Mar 30, 2012 |
| Everwatch (Ugp), LLCno longer reported | Hedge Fund | $199,873 | 2 | May 3, 2013 |
Owners and control persons
Schedule A and B, latest filing
- Reed Patricia Centeno · Chief Compliance Officercontrolsince 07/2024 · owns less than 5%
- Todd Jeffrey Dunn · Chief Executive Officercontrolsince 01/2024 · owns less than 5%
- Oscarlyn Dorothy Elder · Chief Investment Officercontrolsince 01/2022 · owns less than 5%
Entity owners
- Genspring Holdings, Inc. · Managing Member, Holding Companydirect · owns 75% or more
- Truist Financial Corporation · Shareholderindirect · owns 75% or more of Genspring Holdings, Inc. · public reporting company
Related persons
Schedule D 7.A
- Truist Advisory Services, Inc.investment advisernRAUM $77B
- Truist Bankpooled vehicle sponsorCPO or CTAreal estatecustodiann
- Truist Delaware Trust Companyn
- Suntrust Investment Services, Inc.broker-dealerreal estatenRAUM $10B
- Truist Securities, Inc.broker-dealern
Advisers that list Gfo Advisory Services, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Atlanta, GA
- Richmond, VA
- Jupiter, FL
- New York, NY
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- office count dropChange between filings · filing Apr 27, 2026offices other than the principal office (Item 1.F.5) moved from 5.0 to 0.0 (-100.0%) between the annual amendments of 2025-03-28 and 2026-04-27; the peer median change was 0.0% (43 comparable advisers, 0.0th percentile of changes)peers: asset managers, $100M to $500M (43) · 0.0% percentile
What changed
consecutive filings, newest first
- Other offices · 4 to 0Mar 30, 2026 to Apr 27, 2026
- Assets in custody · $270M to $351MSep 16, 2025 to Mar 30, 2026
- Employees · 10 to 12Sep 16, 2025 to Mar 30, 2026
- Other offices · 5 to 4Sep 16, 2025 to Mar 30, 2026
- Discretionary RAUM · $291M to $351MSep 16, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $290M to $350MSep 16, 2025 to Mar 30, 2026
- RAUM · $291M to $351MSep 16, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0May 22, 2025 to Sep 16, 2025
- Accounts · 11 to 10Oct 31, 2024 to Mar 28, 2025
- Pooled vehicle clients · 11 to 8Oct 31, 2024 to Mar 28, 2025
- Assets in custody · $236M to $270MOct 31, 2024 to Mar 28, 2025
- Employees · 11 to 10Oct 31, 2024 to Mar 28, 2025
- Other offices · 4 to 5Oct 31, 2024 to Mar 28, 2025
- Private funds · 9 to 8Oct 31, 2024 to Mar 28, 2025
- Discretionary RAUM · $257M to $291MOct 31, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $257M to $290MOct 31, 2024 to Mar 28, 2025
- RAUM · $257M to $291MOct 31, 2024 to Mar 28, 2025
- Related bank · true to falseAug 28, 2024 to Oct 31, 2024
- Accounts · 14 to 11Jan 30, 2024 to Mar 28, 2024
- Pooled vehicle clients · 14 to 11Jan 30, 2024 to Mar 28, 2024
- Assets in custody · $209M to $236MJan 30, 2024 to Mar 28, 2024
- Other offices · 5 to 4Jan 30, 2024 to Mar 28, 2024
- Private funds · 12 to 9Jan 30, 2024 to Mar 28, 2024
- Discretionary RAUM · $235M to $257MJan 30, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $235M to $257MJan 30, 2024 to Mar 28, 2024
- RAUM · $235M to $257MJan 30, 2024 to Mar 28, 2024
- Accounts · 17 to 14Sep 30, 2022 to Mar 30, 2023
- Pooled vehicle clients · 17 to 14Sep 30, 2022 to Mar 30, 2023
- Assets in custody · $198M to $209MSep 30, 2022 to Mar 30, 2023
- HQ city · JUPITER to GREENWICHSep 30, 2022 to Mar 30, 2023
- HQ state · FL to CTSep 30, 2022 to Mar 30, 2023
- Other offices · 6 to 5Sep 30, 2022 to Mar 30, 2023
- Private funds · 15 to 12Sep 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $232M to $235MSep 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $232M to $235MSep 30, 2022 to Mar 30, 2023
- RAUM · $232M to $235MSep 30, 2022 to Mar 30, 2023
- Assets in custody · $176M to $198MNov 3, 2021 to Mar 29, 2022
- Employees · 9 to 11Nov 3, 2021 to Mar 29, 2022
- Other offices · 5 to 6Nov 3, 2021 to Mar 29, 2022
- Discretionary RAUM · $211M to $232MNov 3, 2021 to Mar 29, 2022
Signals
10 dated events
- Arnold Charles Durham (Chief Compliance Officer) no longer on Schedule A of Gfo Advisory Services, Llc (listed 2024-03-28, absent 2024-07-08)Jul 8, 2024 · Control person left · inference
- Reed Patricia Centeno (Chief Compliance Officer) appeared on Schedule A of Gfo Advisory Services, LlcJul 8, 2024 · Control person joined · fact
- Sean Brian Dowhower (Chief Executive Officer) no longer on Schedule A of Gfo Advisory Services, Llc (listed 2023-03-30, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- Todd Jeffrey Dunn (Chief Executive Officer) appeared on Schedule A of Gfo Advisory Services, LlcJan 30, 2024 · Control person joined · fact
- Arnold Charles Durham (Chief Compliance Officer) appeared on Schedule A of Gfo Advisory Services, LlcSep 30, 2022 · Control person joined · fact
- Nicholas Ernest Dawal (Chief Investment Officer) no longer on Schedule A of Gfo Advisory Services, Llc (listed 2021-11-03, absent 2022-03-29)Mar 29, 2022 · Control person left · inference
- Oscarlyn Dorothy Elder (Chief Investment Officer) appeared on Schedule A of Gfo Advisory Services, LlcMar 29, 2022 · Control person joined · fact
- Gfo Advisory Services, Llc reported 3 offices beyond its principal office, down from 11 (2018-01-29 to 2018-03-29)Mar 29, 2018 · Office count change · derived
- Gfo Advisory Services, Llc reported 0 state-registered advisory representatives, down from 60 (2017-06-01 to 2018-01-29)Jan 29, 2018 · Advisor headcount change · derived
- Gfo Advisory Services, Llc reported RAUM $263.9M, down 97% from $7.9B (2017-06-01 to 2018-01-29)Jan 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- GFO Advisory Services, LLC · Independent Sponsorsshared crd · capital_provider
- GFO Advisory Services, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- 203-661-6616reportedpublic record, Form ADV, Apr 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Gfo Advisory Services, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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