RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• K• D••••
- E• W••••• A••••••• independent RIA currentsince Jan 13, 2025 · Berkeley, Ca
- M•••••• M•••• formerJan 13, 2014 to Dec 22, 2021 · Berkeley, Ca
- L•• F•••••••• L•• BD affiliatedNov 13, 2002 to Oct 29, 2015 · Berkeley, Ca
- P••••••••• E••••• G••••• L•• unclassifiedJul 3, 2001 to Nov 6, 2002 · San Francisco, Ca
- M•••••• M•••• to E• W••••• A•••••••left Dec 22, 2021, registered Jan 13, 2025 (1118 days) · RIA to RIA · moved with a team
- L•• F•••••••• L•• to M•••••• M••••left Oct 29, 2015, registered Jan 13, 2014 (-654 days) · Other
- P••••••••• E••••• G••••• L•• to L•• F•••••••• L••left Nov 6, 2002, registered Nov 13, 2002 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address