DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cory Richard Davern
Feed of 09/15/2026
Also filed as Cory Richard Davern
At current firm
6 y
since Jan 8, 2020
In the industry
28 y
since Nov 14, 1997 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
46
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Valic Financial Advisors, Inc. BD affiliated currentsince Jan 8, 2020 · Lakewood, Co
- Forta Financial Group, Inc. formerApr 3, 2012 to Aug 24, 2018 · Greenwood Village, Co
- Valic Financial Advisors, Inc. BD affiliatedNov 10, 2005 to Apr 4, 2012 · Fort Collins, Co
Moves
a registration end followed by a registration begin elsewhere
- Forta Financial Group, Inc. to Valic Financial Advisors, Inc.left Aug 24, 2018, registered Jan 8, 2020 (502 days) · RIA to affiliated broker-dealer or bank
- Valic Financial Advisors, Inc. to Forta Financial Group, Inc.left Apr 4, 2012, registered Apr 3, 2012 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address