RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••• J••••• S•••••••
- T•• S••••••• G•••• independent RIA currentsince Jun 21, 2023 · Sacramento, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedMar 4, 2014 to Jul 10, 2023 · Sacramento, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 4, 2005 to Mar 3, 2014 · Sacramento, Ca
- M••••• S•••••• D• I••• unclassifiedJul 31, 2001 to Feb 7, 2005 · Sacramento, Ca
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to T•• S••••••• G••••left Jul 10, 2023, registered Jun 21, 2023 (-19 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 3, 2014, registered Mar 4, 2014 (1 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 7, 2005, registered Feb 4, 2005 (-3 days) · Other
- A•••••• J••••• S••••••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for T•• S••••••• G•••• (registered 2023-06-21)Jul 10, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address