DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James Kenneth Killebrew

Charles Schwab & Co., Inc.national BDGermantown, Tndual registrantIAPD 2947960

Certified Financial Planner

Feed of 09/14/2026

Also filed as Ken Killibrew

At current firm

3 y

since Aug 10, 2023

In the industry

28 y

since Oct 13, 1997 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Charles Schwab & Co., Inc. national BD current
since Aug 10, 2023 · Germantown, Tn
Legacy Wealth Management, LLC independent RIA
Jan 17, 2023 to Jul 18, 2023 · Memphis, Tn
Charles Schwab & Co., Inc. national BD
Nov 2, 2021 to Feb 10, 2023 · Germantown, Tn
Fidelity Personal And Workplace Advisors former
Jul 13, 2018 to Oct 1, 2021 · Boston, Ma
Strategic Advisers LLC national BD
Mar 31, 2004 to Jul 13, 2018 · Germantown, Tn

Moves

a registration end followed by a registration begin elsewhere

Legacy Wealth Management, LLC to Charles Schwab & Co., Inc.
left Jul 18, 2023, registered Aug 10, 2023 (23 days) · RIA to affiliated broker-dealer or bank
Charles Schwab & Co., Inc. to Legacy Wealth Management, LLC
left Feb 10, 2023, registered Jan 17, 2023 (-24 days) · Affiliated broker-dealer or bank to independent RIA
Fidelity Personal And Workplace Advisors to Charles Schwab & Co., Inc.
left Oct 1, 2021, registered Nov 2, 2021 (32 days) · Affiliated broker-dealer or bank to another · moved with a team
Strategic Advisers LLC to Fidelity Personal And Workplace Advisors
left Jul 13, 2018, registered Jul 13, 2018 (0 days) · corporate re-registration, not a move

Signals

James Kenneth Killebrew left Legacy Wealth Management, Llc for Charles Schwab & Co., Inc. (registered 2023-08-10)
Jul 18, 2023 · Advisor changed firm · fact
James Kenneth Killebrew left Charles Schwab & Co., Inc. for Legacy Wealth Management, Llc (registered 2023-01-17)
Feb 10, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 28derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address