DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Donn L Rutledge
Feed of 09/15/2026
Also filed as Donn Lawrence Rutledge
At current firm
3 y
since Aug 29, 2023
In the industry
28 y
since May 29, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Osaic Wealth, Inc. BD affiliated currentsince Aug 29, 2023 · Palm Coast, Fl
- Securities America Advisors, Inc. formerAug 2, 2018 to Jun 14, 2024 · Appleton, Wi
- Investment Centers Of America, Inc. formerOct 21, 2013 to Mar 19, 2018 · Appleton, Wi
- Sii Investments, Inc. formerOct 21, 2013 to Mar 19, 2018 · Appleton, Wi
- Morgan Stanley wirehouseJun 1, 2009 to Nov 1, 2012 · Green Bay, Wi
- Citigroup Global Markets Inc. BD affiliatedAug 23, 2005 to Jun 1, 2009 · Green Bay, Wi
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Osaic Wealth, Inc.left Jun 14, 2024, registered Aug 29, 2023 (-290 days) · corporate re-registration, not a move
- Sii Investments, Inc. to Investment Centers Of America, Inc.left Mar 19, 2018, registered Oct 21, 2013 (-1610 days) · channel change inside one enterprise, not a move
- Investment Centers Of America, Inc. to Sii Investments, Inc.left Mar 19, 2018, registered Oct 21, 2013 (-1610 days) · Other
- Morgan Stanley to Investment Centers Of America, Inc.left Nov 1, 2012, registered Oct 21, 2013 (354 days) · Other
- Citigroup Global Markets Inc. to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
Signals
- Donn L Rutledge added a FL registration at Osaic Wealth, Inc.Sep 14, 2026 · New state registration · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address