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Registered advisor
R••••• J••• D••••
Feed of 09/14/2026
Also filed as R••••• J D••••
At current firm
20 y
since Oct 28, 2005
In the industry
27 y
since Oct 7, 1998 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• • C•• I••• BD affiliated currentsince Oct 28, 2005 · Stamford, Ct
- M••••• S•••••• D• I••• unclassifiedAug 3, 2005 to Oct 26, 2005 · Greenwich, Ct
- A•••••• I••• unclassifiedApr 29, 2005 to Aug 26, 2005 · Greenwich, Ct
- W•••• F•••• A••••••• wirehouseJul 1, 2003 to Apr 26, 2005 · Westport, Ct
- P••••••••• E••••• G••••• L•• unclassifiedJun 17, 1999 to Jul 1, 2003 · Westport, Ct
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• D• I••• to O••••••••• • C•• I•••left Oct 26, 2005, registered Oct 28, 2005 (2 days) · Other
- A•••••• I••• to M••••• S•••••• D• I•••left Aug 26, 2005, registered Aug 3, 2005 (-23 days) · Other
- W•••• F•••• A••••••• to A•••••• I•••left Apr 26, 2005, registered Apr 29, 2005 (3 days) · Other
- P••••••••• E••••• G••••• L•• to W•••• F•••• A•••••••left Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address