DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

C••••••••• R••••••• B•••••••

M••••••BD affiliatedNovi, MiIA-onlyIAPD 2952270

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as C••••••••• R B•••••••

At current firm

4 y

since Aug 1, 2022

In the industry

26 y

since May 25, 2000 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• BD affiliated current
since Aug 1, 2022 · Novi, Mi
H•••• F•••• W••••• I•• former
Jan 3, 2022 to Oct 14, 2022 · Bloomfield, Mi
R•••••• L•• independent RIA
Jan 15, 2019 to Apr 29, 2019 · Grand Rapids, Mi
W•••••• K••• • A••••••••• I••• former
May 10, 2013 to Mar 27, 2015 · Detroit, Mi
C••••••• S••••••••• former
Feb 11, 2011 to Mar 18, 2014 · Bloomfield Hills, Mi

Moves

a registration end followed by a registration begin elsewhere

H•••• F•••• W••••• I•• to M••••••
left Oct 14, 2022, registered Aug 1, 2022 (-74 days) · Other · moved with a team
R•••••• L•• to H•••• F•••• W••••• I••
left Apr 29, 2019, registered Jan 3, 2022 (980 days) · Other
W•••••• K••• • A••••••••• I••• to R•••••• L••
left Mar 27, 2015, registered Jan 15, 2019 (1390 days) · Other
C••••••• S••••••••• to W•••••• K••• • A••••••••• I•••
left Mar 18, 2014, registered May 10, 2013 (-312 days) · channel change inside one enterprise, not a move

Signals

C••••••••• R••••••• B••••••• left H•••• F•••• W••••• I•• for Mariner (registered 2022-08-01)
Oct 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address