DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

S••• R••••••••• S••••••••• L••

No RAUM reportedRichmond, VirginiaCRD 286030SEC 801-131493websiteIAPD
Latest filing Aug 3, 2026
First filing on the tape Oct 21, 2024 · 4 filings
SEC status approved since Nov 20, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Aug 3, 2026
Mar 24, 2025$0 then
HNW client RAUM$0 as of Aug 3, 2026
Mar 24, 2025$0 then
State-registered IARs (5.B.3)6 as of Aug 3, 2026
Mar 24, 20255 then
Employees (5.A)6 as of Aug 3, 2026
Mar 24, 20257 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 5 to 6
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.2derivedItem 5.A over advisors
Advisors per office
5.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
+20%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
hourly, otherreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
hourlyreported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • J••••• M•••• A•••• · Managing Member/Ccocontrol
    since 05/2016 · owns less than 5%
  • J••••• M•••• A•••• · Presidentcontrol
    since 06/1990 · owns 75% or more of S••• F•••••••• G••••• I•••
Entity owners
  • S••• F•••••••• G••••• I••• · Owner
    direct · owns 75% or more
Related persons
Schedule D 7.A
Advisers that list S••• R••••••••• S••••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Richmond, Va · principal500
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • HQ city · NORTH CHESTERFIELD to RICHMOND
    Mar 30, 2026 to Aug 3, 2026
  • Advisory employees · 5 to 6
    Mar 24, 2025 to Mar 30, 2026
  • Employees · 7 to 6
    Mar 24, 2025 to Mar 30, 2026
  • Insurance-licensed employees · 5 to 0
    Mar 24, 2025 to Mar 30, 2026
  • State-registered IARs · 5 to 6
    Mar 24, 2025 to Mar 30, 2026
  • Accounts · unset to 0.0
    Oct 21, 2024 to Mar 24, 2025
  • Insurance-licensed employees · 4 to 5
    Oct 21, 2024 to Mar 24, 2025
  • Financial planning clients · unset to 0
    Oct 21, 2024 to Mar 24, 2025
  • Discretionary RAUM · unset to 0.0
    Oct 21, 2024 to Mar 24, 2025
  • Non-discretionary RAUM · unset to 0.0
    Oct 21, 2024 to Mar 24, 2025
  • RAUM · unset to 0.0
    Oct 21, 2024 to Mar 24, 2025
Signals
1 dated events
  • S••• R••••••••• S••••••••• L•• filed its initial SEC registration (Form ADV)
    Oct 21, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Website
simafinancialgroup.com/solutions/retirementreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
804-285-5700reportedpublic record, Form ADV, Aug 3, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
No RAUM reportedderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026