RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• T••••• B•••••
- L•• F•••••••• L•• BD affiliated currentsince May 22, 2025 · Camarillo, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJan 30, 2023 to Jun 2, 2025 · Westlake Village, Ca
- L•• F•••••••• L•• BD affiliatedJun 20, 2018 to Feb 9, 2023 · Thousand Oaks, Ca
- G••• C•••• S••••••••• I••• formerApr 21, 2003 to Jun 15, 2018 · Camarillo, Ca
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 2, 2025, registered May 22, 2025 (-11 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Feb 9, 2023, registered Jan 30, 2023 (-10 days) · RIA to affiliated broker-dealer or bank
- G••• C•••• S••••••••• I••• to L•• F•••••••• L••left Jun 15, 2018, registered Jun 20, 2018 (5 days) · Other
- J••• T••••• B••••• left A••••••••• F•••••••• S•••••••• L•• for L•• F•••••••• L•• (registered 2025-05-22)Jun 2, 2025 · Advisor changed firm · fact
- J••• T••••• B••••• left L•• F•••••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2023-01-30)Feb 9, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address