J••••••• L• W•••

• T••••• A••••••• S•••••••• I••• BD affiliated current
  since Jul 14, 2026 · Charleston, Wv
• B••• A•••• M••••••••• I••• unclassified
  Jul 28, 2004 to Nov 11, 2010 · Raleigh, Nc
• B••• I••••••••• S•••••••• I••• former
  Mar 4, 2004 to Jul 28, 2004 · Charlotte, Nc
• B••• A•••• M••••••••• I••• unclassified
  Jul 2, 2003 to Mar 4, 2004 · Raleigh, Nc

• B••• A•••• M••••••••• I••• to T••••• A••••••• S•••••••• I•••
  left Nov 11, 2010, registered Jul 14, 2026 (5724 days) · Other
• B••• I••••••••• S•••••••• I••• to B••• A•••• M••••••••• I•••
  left Jul 28, 2004, registered Jul 28, 2004 (0 days) · Other
• B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••
  left Mar 4, 2004, registered Mar 4, 2004 (0 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

28derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address