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Feed of 09/14/2026
Also filed as Janelle Smith
At current firm
7 y
since May 6, 2019
In the industry
28 y
since Sep 21, 1998 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E••••• J•••• national BD currentsince May 6, 2019 · Dayton, Oh
- C••• B•••••••• S•••••••• I••• formerSep 14, 2007 to May 6, 2019 · Dayton, Oh
- C•••• I••••••••• S••••••• C•••• formerOct 31, 2005 to Aug 29, 2007 · Dayton, Oh
- B••• O•• S••••••••• C••••••••• unclassifiedSep 24, 1998 to Jun 30, 2004 · West Carrollton, Oh
Moves
a registration end followed by a registration begin elsewhere
- C••• B•••••••• S•••••••• I••• to E••••• J••••left May 6, 2019, registered May 6, 2019 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- C•••• I••••••••• S••••••• C•••• to C••• B•••••••• S•••••••• I•••left Aug 29, 2007, registered Sep 14, 2007 (16 days) · Other
- B••• O•• S••••••••• C••••••••• to C•••• I••••••••• S••••••• C••••left Jun 30, 2004, registered Oct 31, 2005 (488 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address