RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K•••• B•••••••
- A•••• D••••••••• L•• independent RIA currentsince Apr 28, 2022 · San Francisco, Ca
- A•••• D••••••••• L•• independent RIAApr 4, 2013 to Dec 31, 2021 · Ridgeland, Ms
- C• P••••••• C••• independent RIAJan 6, 2010 to Apr 1, 2013 · Portland, Or
- C• P••••••• C••• independent RIAApr 2, 2009 to Dec 23, 2009 · Portland, Or
- S••••••• G•••• C•••••• unclassifiedJun 15, 2006 to Mar 17, 2009 · Jackson, Ms
- E•• W••••• M••••••••• unclassifiedApr 14, 1999 to Jun 27, 2006 · Jackson, Ms
- C• P••••••• C••• to A•••• D••••••••• L••left Apr 1, 2013, registered Apr 4, 2013 (3 days) · Other
- S••••••• G•••• C•••••• to C• P••••••• C•••left Mar 17, 2009, registered Apr 2, 2009 (16 days) · Other
- E•• W••••• M••••••••• to S••••••• G•••• C••••••left Jun 27, 2006, registered Jun 15, 2006 (-12 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address