DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cs Planning Corp
Latest filing Jun 30, 2026
First filing on the tape Nov 10, 2011 · 174 filings
SEC status approved since Jul 10, 2009
RAUM
$2.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$1.9B individuals and HNW
Advisors
31
registered through the firm on IAPD
RAUM per advisor
$63.3M
derived; firm RAUM over IAPD count
Employees
60
49 advisory (5.B.1)
Offices
20
beyond the principal office
Private funds
0
reported on Schedule D
History
174 filings and snapshots on the tape
RAUM$2.0B as of Jun 30, 2026
Feb 23, 2012$169M then
HNW client RAUM$1.1B as of Jun 30, 2026
Mar 30, 2018$235M then
State-registered IARs (5.B.3)49 as of Jun 30, 2026
Feb 23, 20120 then
Employees (5.A)60 as of Jun 30, 2026
Mar 28, 201312 then
Private funds: no history
RAUM +55% over the last fiscal year+53% a year over threeIARs 48 to 49offices 31 to 20
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $63.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 135derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $209,944derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.9derivedItem 5.A over advisors
- Advisors per office
- 1.5derived21 offices incl. principal (1.F.5)
- RAUM growth, one year
- +55%derivedbetween the last two annual amendments
- Advisor growth, one year
- +2.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +49%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $187M, 563 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.1B54%
- Individuals$886M45%
- Corporations and businesses$11.5M0.6%
- Individual clients
- 3,649reported
- HNW clients
- 541reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9,340reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $187M for 563 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
23 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Evan Thomas Kellenberger | Portland, Or | Jan 16, 2013 | 33 y | 1 |
| David Lawrence Armstrong | Portland, Or | Jul 12, 2013 | 29 y | 1 |
| Kevin Todd CanterburyChartered Financial Consultant | Plymouth, Mn | Nov 12, 2020 | 21 y | 4 |
| James Michael Plumlee | Portland, Or | Jan 2, 2021 | 37 y | 6 |
| Catherine Wimp Kessler | Portland, Or | Jan 26, 2021 | 32 y | 2 |
| Marc Michel GirardotCertified Financial Planner | Portland, Or | Sep 15, 2021 | 20 y | 1 |
| Michael John Goyarts | Portland, Or | Feb 10, 2022 | 30 y | 2 |
| Richard E Bingaman | Phoenix, Az | Feb 14, 2022 | 13 y | 1 |
| Jacquie Kathleen Lemarr | Scottsdale, Az | Mar 11, 2022 | 12 y | 0 |
| Amy Rusch | Portland, Or | May 10, 2022 | 14 y | 1 |
| Charles Gregory Burmaster | Portland, Or | Sep 1, 2022 | 11 y | 1 |
| Charles William BurmasterChartered Financial Consultant | Portland, Or | Sep 1, 2022 | 34 y | 1 |
| Hamilton Brandenburg | Canton, Ga | Oct 11, 2022 | 12 y | 1 |
| John Gustafsson | Lakewood Ranch, Fl | Mar 14, 2023 | 10 y | 0 |
| Ryan Matthew Jordan | Spokane, Wa | Mar 20, 2023 | 11 y | 2 |
| Lisa K. Mccullough | Portland, Or | Mar 20, 2023 | 31 y | 1 |
| Steven Ray Beranek | Jefferson, Or | Apr 3, 2023 | 18 y | 2 |
| Justin Aaron Hart | Portland, Or | Apr 3, 2023 | 18 y | 1 |
| Robert Arthur Morin | Bondurant, Wy | Aug 31, 2023 | 32 y | 6 |
| Daniel Harris Roseth | Riverwood, Il | Jan 31, 2025 | 11 y | 1 |
| Ronald Dean Moore | San Ramon, Ca | Jan 1, 2026 | 16 y | 0 |
| Martin Jennings CurryCertified Financial Planner, Chartered Financial Consultant | Salisbury, Md | Feb 2, 2026 | 36 y | 1 |
| Joseph Gilewski | Vero Beach, Fl | Feb 23, 2026 | 14 y | 3 |
Advisor movement
19 left, 1 joined in 12 months
net -18 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 61% of current headcount25 left over 36 months
Left, latest
- Wesley Chan-Young Kang to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
- Christian Seung-Ri Kang to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
- Andrea Lynn Anastasio to Advisory Solutions GroupJun 2, 2026 · RIA to RIA
- Ashley Nicole Eckles to Advisory Solutions GroupJun 2, 2026 · RIA to RIA
- Kelly Stecklein to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
- Taylor Thomas Leary to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
- Eric A Hallin to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
- Kathleen Thayer Rentz to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
- Michael P Reksc to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
- Renee Robin Reksc to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
- Hoon Kang to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
- Kenneth Dale Bolton to Advisory Solutions GroupJun 2, 2026 · RIA to RIA
- Matthew John Fevola to Advisory Solutions GroupJun 2, 2026 · RIA to RIA
- Kevin Krieg to Advisory Solutions GroupJun 2, 2026 · RIA to RIA
- Nicholas Lance Seltun to Advisory Solutions GroupJun 2, 2026 · RIA to a newly registered adviser
Joined, latest
- Kelly Stecklein from The InstituteDec 19, 2025 · RIA to RIA
- Renee Robin Reksc from Cadaret Grant & Co IncMay 30, 2025 · Affiliated broker-dealer or bank to independent RIA
- Daniel Harris Roseth from 83rd St. Wealth Management, LLCJan 31, 2025 · Other
- Robert William Burns from 83rd St. Wealth Management, LLCDec 5, 2024 · Other
- Kristopher Blake Aubrey from Edward JonesOct 15, 2024 · Affiliated broker-dealer or bank to independent RIA
- Matthew John Fevola from Stark Financial Advisers, Inc.Mar 18, 2024 · RIA to RIA
- Robert Arthur Morin from Morin Private Client Group, LLCAug 31, 2023 · Other
- Walter C Richardson from Morgan StanleyAug 15, 2023 · Wirehouse to independent RIA
- Kevin Krieg from Next Financial Group, Inc.Aug 3, 2023 · Affiliated broker-dealer or bank to independent RIA
- Timothy Michael Macarak from Bryn Mawr Trust Advisors, LLCMay 12, 2023 · RIA to RIA
- Steven Ray Beranek from Technical Management Group, Inc.Apr 3, 2023 · Other
- Justin Aaron Hart from Strategic Advisers LLCApr 3, 2023 · Affiliated broker-dealer or bank to independent RIA
- Lisa K. Mccullough from Planmember Securities CorporationMar 20, 2023 · RIA to RIA
- Ryan Matthew Jordan from Planmember Securities CorporationMar 20, 2023 · RIA to RIA
- Eric A Hallin from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 21, 2023 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 3 left for Advisory Solutions GroupJun 2, 2026 · Aliso Viejo, Ca
- 2 left for Advisory Solutions GroupJun 2, 2026 · Frisco, Co
- 2 left for Advisory Solutions GroupJun 2, 2026 · Binghamton, Ny
- 3 left for Advisory Solutions GroupJun 2, 2026 · Portland, Or
- 3 left for Advisory Solutions GroupJun 2, 2026 · Bellevue, Wa
- 2 left for Members Wealth LLCNov 9, 2023 · Media, Pa
- 2 left for Valor Wealth PartnersJun 1, 2022 · Boston, Ma
- 3 left for Olympus Wealth Management, LLCFeb 27, 2015 · Portland, Or · Firm absorbed
- 2 joined from Cadaret Grant & Co IncSep 6, 2022 · Binghamton, Ny
- 2 joined from United Planners' Financial Services Of America A Limited PartnerDec 20, 2021 · Scottsdale, Az
- 2 joined from Beverly Hills Wealth Management, LLCApr 4, 2016 · Beverly Hills, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Keil Christopher Hicks · President And Chief Compliance Officercontrolsince 01/2008 · owns 75% or more
Related persons
Schedule D 7.A
- Focuspoint Solutions, Inc.investment advisernRAUM $6.8B
- Mgm LLCinvestment advisernRAUM $145M
- Palouse Capital Management, Inc.investment advisernRAUM $409M
- The H Group Washington, Inc.investment advisernRAUM $256M
- The H Group, Inc.investment adviseryRAUM $580M
Advisers that list Cs Planning Corp as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 29 | 4 | 3 | 1 | |
| Scottsdale, Az | 5 | 0 | 0 | ||
| East Wenatchee, Wa | 5 | 0 | 0 | ||
| New Hartford, Ny | 3 | 0 | 0 | ||
| Spokane, Wa | 3 | 0 | 0 | ||
| Tulsa, Ok | 2 | 0 | 0 | ||
| Phoenix, Az | 2 | 0 | 0 | ||
| Neptune Beach, Fl | 0 | 0 | 1 | ||
| Binghamton, Ny | 0 | 0 | 2 | 1 | |
| Prior Lake, Mn | 0 | 0 | 1 | ||
| Santa Barbara, Ca | 0 | 0 | 0 | ||
| Santa Monica, Ca | 0 | 0 | 1 | ||
| Sea Girt, Nj | 0 | 0 | 1 | ||
| Southlake, Tx | 0 | 0 | 1 | ||
| Aliso Viejo, Ca | 0 | 0 | 1 | 1 | |
| Paso Robles, Ca | 0 | 0 | 1 | ||
| Bellevue, Wa | 0 | 0 | 3 | 1 | |
| Coronado, Ca | 0 | 0 | 1 | ||
| Frisco, Co | 0 | 0 | 1 | 1 | |
| Greenwood Village, Co | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- East Wenatchee, WA5 employees
- New Hartford, NY4 employees
- Spokane, WA3 employees
- Bellevue, WA3 employees
- Prescott, AZ2 employees
- Phoenix, AZ2 employees
- , 2 employees
- Dallas, TX1 employees
- Greenwood Village, CO1 employees
- Jackson, WY1 employees
- Kennesaw, GA1 employees
- Lady Lake, FL1 employees
- Lafayette, LA1 employees
- Aliso Viejo, CA1 employees
- Neptune Beach, FL1 employees
- Riverwoods, IL1 employees
- Salisbury, MD1 employees
- Scottsdale, AZ1 employees
- Seattle, WA1 employees
- Southlake, TX1 employees
- Stuart, FL1 employees
- Vero Beach, FL1 employees
- Woodland Hills, CA1 employees
- Lancaster, PA1 employees
- Atlanta, GA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Apr 30, 2026accounts (Item 5.F.2.f) moved from 6,132.0 to 9,340.0 (+52.0%) between the annual amendments of 2025-04-28 and 2026-04-30; the peer median change was +6.0% (1206 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 92% percentile
- RAUM up 50 %Change between filings · filing Apr 30, 2026RAUM (Item 5.F) moved from $1,266,223,484 to $1,960,873,373 (+55.0%) between the annual amendments of 2025-04-28 and 2026-04-30; the peer median change was +17.0% (1297 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 94% percentile
What changed
consecutive filings, newest first
- Other offices · 36 to 20May 11, 2026 to Jun 30, 2026
- Other offices · 33 to 36Apr 30, 2026 to May 11, 2026
- Accounts · 6,132 to 9,340Jan 14, 2026 to Mar 31, 2026
- Corporate clients · 13 to 10Jan 14, 2026 to Mar 31, 2026
- HNW clients · 343 to 541Jan 14, 2026 to Mar 31, 2026
- Individual clients · 2,463 to 3,649Jan 14, 2026 to Mar 31, 2026
- Assets in custody · $116M to $187MJan 14, 2026 to Mar 31, 2026
- Discretionary RAUM · $1.3B to $2.0BJan 14, 2026 to Mar 31, 2026
- HNW RAUM · $665M to $1.1BJan 14, 2026 to Mar 31, 2026
- Individual RAUM · $589M to $886MJan 14, 2026 to Mar 31, 2026
- RAUM · $1.3B to $2.0BJan 14, 2026 to Mar 31, 2026
- Other offices · 31 to 33Jul 18, 2025 to Nov 17, 2025
- Advisory employees · 48 to 49May 30, 2025 to Jul 18, 2025
- Employees · 59 to 60May 30, 2025 to Jul 18, 2025
- Financial planning clients · 1-10 to 1-10May 30, 2025 to Jul 18, 2025
- State-registered IARs · 48 to 49May 30, 2025 to Jul 18, 2025
- Accounts · 4,650 to 6,132Jan 22, 2025 to Apr 28, 2025
- Advisory employees · 46 to 48Jan 22, 2025 to Apr 28, 2025
- Corporate clients · unset to 13.0Jan 22, 2025 to Apr 28, 2025
- HNW clients · 113 to 343Jan 22, 2025 to Apr 28, 2025
- Individual clients · 2,058 to 2,463Jan 22, 2025 to Apr 28, 2025
- Assets in custody · $72.7M to $116MJan 22, 2025 to Apr 28, 2025
- Insurance-licensed employees · 11 to 12Jan 22, 2025 to Apr 28, 2025
- State-registered IARs · 44 to 48Jan 22, 2025 to Apr 28, 2025
- Discretionary RAUM · $958M to $1.3BJan 22, 2025 to Apr 28, 2025
- HNW RAUM · $312M to $665MJan 22, 2025 to Apr 28, 2025
- Individual RAUM · $645M to $589MJan 22, 2025 to Apr 28, 2025
- RAUM · $958M to $1.3BJan 22, 2025 to Apr 28, 2025
- Advisory employees · 45 to 46Nov 8, 2024 to Dec 11, 2024
- Employees · 58 to 59Nov 8, 2024 to Dec 11, 2024
- State-registered IARs · 43 to 44Nov 8, 2024 to Dec 11, 2024
- Accounts · 2,906 to 4,650Feb 27, 2024 to Mar 29, 2024
- BD registered reps · 10 to 11Feb 27, 2024 to Mar 29, 2024
- HNW clients · 56 to 113Feb 27, 2024 to Mar 29, 2024
- Individual clients · 1,279 to 2,058Feb 27, 2024 to Mar 29, 2024
- Assets in custody · $75.6M to $72.7MFeb 27, 2024 to Mar 29, 2024
- Employees · 48 to 58Feb 27, 2024 to Mar 29, 2024
- Insurance-licensed employees · 9 to 11Feb 27, 2024 to Mar 29, 2024
- Financial planning clients · 101-250 to 1-10Feb 27, 2024 to Mar 29, 2024
- State-registered IARs · 44 to 43Feb 27, 2024 to Mar 29, 2024
Signals
46 dated events
- Cs Planning Corp reported 20 offices beyond its principal office, down from 36 (2026-05-11 to 2026-06-30)Jun 30, 2026 · Office count change · derived
- Kathleen Thayer Rentz left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 2, 2026 · Advisor changed firm · fact
- Wesley Chan-Young Kang left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 2, 2026 · Advisor changed firm · fact
- Christian Seung-Ri Kang left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 2, 2026 · Advisor changed firm · fact
- Michael P Reksc left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 2, 2026 · Advisor changed firm · fact
- Andrea Lynn Anastasio left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-11)Jun 2, 2026 · Advisor changed firm · fact
- Matthew John Fevola left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-29)Jun 2, 2026 · Advisor changed firm · fact
- Hoon Kang left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 2, 2026 · Advisor changed firm · fact
- Ashley Nicole Eckles left Cs Planning Corp for Advisory Solutions Group (registered 2026-07-06)Jun 2, 2026 · Advisor changed firm · fact
- Renee Robin Reksc left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 2, 2026 · Advisor changed firm · fact
- Kelly Stecklein left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 2, 2026 · Advisor changed firm · fact
- Nicholas Lance Seltun left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 2, 2026 · Advisor changed firm · fact
- Kevin Krieg left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-07)Jun 2, 2026 · Advisor changed firm · fact
- Kenneth Dale Bolton left Cs Planning Corp for Advisory Solutions Group (registered 2026-07-16)Jun 2, 2026 · Advisor changed firm · fact
- Taylor Thomas Leary left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 2, 2026 · Advisor changed firm · fact
- Eric A Hallin left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-04)Jun 2, 2026 · Advisor changed firm · fact
- 3 advisors left CS Planning Corp (Bellevue, WA) for Advisory Solutions Group on the same dayJun 2, 2026 · Team lift-out · derived
- 5 advisors left CS Planning Corp (Portland, OR) for Advisory Solutions Group on the same dayJun 2, 2026 · Team lift-out · derived
- 2 advisors left CS Planning Corp (Aliso Viejo, CA) for Advisory Solutions Group on the same dayJun 2, 2026 · Team lift-out · derived
- 2 advisors left CS Planning Corp (Frisco, CO) for Advisory Solutions Group on the same dayJun 2, 2026 · Team lift-out · derived
- 2 advisors left CS Planning Corp (Binghamton, NY) for Advisory Solutions Group on the same dayJun 2, 2026 · Team lift-out · derived
- Robert William Burns left Cs Planning Corp for Advisory Solutions Group (registered 2026-05-01)Jun 1, 2026 · Advisor changed firm · fact
- Walter C Richardson left Cs Planning Corp for Brookstone Wealth Advisors, Llc (registered 2026-05-04)May 11, 2026 · Advisor changed firm · fact
- Craig Alexander Chandler left Cs Planning Corp for Integrity Advisory Solutions (registered 2026-04-13)May 11, 2026 · Advisor changed firm · fact
- Daniel Lynn Vandergriff left Cs Planning Corp for Northwest Asset Management (registered 2026-04-02)May 1, 2026 · Advisor changed firm · fact
- Cs Planning Corp reported RAUM $2.0B, up 55% from $1.3B (2026-01-14 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Kristopher Blake Aubrey left Cs Planning Corp for Lpl Enterprise, Llc (registered 2025-07-14)Jul 11, 2025 · Advisor changed firm · fact
- Cs Planning Corp reported RAUM $1.3B, up 32% from $957.9M (2025-01-22 to 2025-04-28)Apr 28, 2025 · RAUM change · derived
- Cs Planning Corp reported RAUM $957.9M, up 77% from $542.6M (2024-02-27 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Mary Lauren Williams left Cs Planning Corp for Raymond James Financial Services Advisors, Inc (registered 2023-12-15)Dec 14, 2023 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 503-445-1957reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/seven-summitsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- csplanningcorp.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 503-292-5853reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026