RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••••••• R•••••• B••••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 29, 2026 · Ludington, Mi
- H••••••••• F•••••••• A••••••• BD affiliated currentsince Oct 14, 2021 · Ludington, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 18, 2015 to Oct 13, 2021 · Big Rapids, Mi
- L•• F•••••••• L•• BD affiliatedOct 11, 2011 to Feb 19, 2015 · Manistee, Mi
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedDec 8, 2010 to Oct 11, 2011 · Ludington, Mi
- F•••• T•••• S••••••••• I••• BD affiliatedFeb 21, 2006 to Nov 19, 2010 · Cadillac, Mi
- C••••••• S••••••••• formerFeb 28, 2003 to Jun 16, 2003 · Warren, Mi
- C••••• I••••••••• A••••••• L•• to H••••••••• F•••••••• A•••••••left Oct 13, 2021, registered Oct 14, 2021 (1 days) · Affiliated broker-dealer or bank to another · moved with a team
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Feb 19, 2015, registered Feb 18, 2015 (-1 days) · Other · moved with a team
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Oct 11, 2011, registered Oct 11, 2011 (0 days) · corporate re-registration, not a move
- F•••• T•••• S••••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••left Nov 19, 2010, registered Dec 8, 2010 (19 days) · Other
- C••••••• S••••••••• to F•••• T•••• S••••••••• I•••left Jun 16, 2003, registered Feb 21, 2006 (981 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address