RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• S•••• H•••
- C••••••••• F•••••••• N•••••• national BD currentsince Nov 18, 2025 · Jacksonville Beac, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 26, 2020 to Nov 24, 2025 · Ponte Vedra Beach, Fl
- F•••• A••••• A••••••• S•••••••• I••• formerJun 20, 2012 to Nov 12, 2020 · Ponte Vedra Beach, Fl
- F•••• A••••• S••••••••• I••• formerNov 16, 2007 to Jul 2, 2012 · San Diego, Ca
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedNov 3, 2006 to Oct 17, 2007 · Jacksonville, Fl
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedDec 13, 2002 to Oct 26, 2004 · Jacksonville, Fl
- O•••• F•• I••• formerOct 21, 1997 to Dec 6, 2002 · Jacksonville, Fl
- C••••• I••••••••• A••••••• L•• to C••••••••• F•••••••• N••••••left Nov 24, 2025, registered Nov 18, 2025 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- F•••• A••••• A••••••• S•••••••• I••• to C••••• I••••••••• A••••••• L••left Nov 12, 2020, registered Oct 26, 2020 (-17 days) · corporate re-registration, not a move
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 2, 2012, registered Jun 20, 2012 (-12 days) · corporate re-registration, not a move
- T••••••••• F•••••••• A•••••••• L•• to F•••• A••••• S••••••••• I•••left Oct 17, 2007, registered Nov 16, 2007 (30 days) · Other
- O•••• F•• I••• to T••••••••• F•••••••• A•••••••• L••left Dec 6, 2002, registered Dec 13, 2002 (7 days) · Other
- W•••••• S•••• H••• left C••••• I••••••••• A••••••• L•• for C••••••••• F•••••••• N•••••• (registered 2025-11-18)Nov 24, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address