DFX Intelligence
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Registered advisor
J••••• D•••• W••••••
Feed of 09/14/2026
Also filed as J••• W••••••
At current firm
3 y
since Jun 7, 2023
In the industry
28 y
since Mar 31, 1998 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jun 7, 2023 · Mclean, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Jun 8, 2023 · Falls Church, Va
- M•• F•••••••• S•••••••• I••• formerJul 24, 2015 to Mar 25, 2017 · Falls Church, Va
- M••••• S•••••• wirehouseAug 8, 2013 to Aug 20, 2015 · Washington, Dc
- C•••••• S••••• • C••• I••• national BDDec 6, 2006 to Aug 5, 2013 · Tysons Corner, Va
- C•••••• S••••• • C••• I••• national BDSep 11, 2002 to Mar 14, 2003 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Jun 8, 2023, registered Jun 7, 2023 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- M••••• S•••••• to M•• F•••••••• S•••••••• I•••left Aug 20, 2015, registered Jul 24, 2015 (-27 days) · Other
- C•••••• S••••• • C••• I••• to M••••• S••••••left Aug 5, 2013, registered Aug 8, 2013 (3 days) · Affiliated broker-dealer or bank to wirehouse
Signals
- ••• LockedJun 8, 2023 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address